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Showing 1791 - 1800 of 2080 results for "Australian Securities"

Pineapple executive pleads guilty to ASIC charges

... Pineapple has pleaded guilty to three counts of managing a corporation while disqualified, following an Australian Securities and Investments Commission (ASIC) investigation. In 1998, ASIC banned Graham Hayes from managing a corporation for five years. ...

ASIC begins investigation into NAB options trading

AAP  |  FRIDAY, 23 JAN 2004
The Australian Securities and Investments Commission (ASIC) has started an investigation into rogue trading at the National Australia Bank. ASIC said it will investigate whether there have been any contraventions of the Corporations Act at NAB's foreign ...

No licence, no business: ASIC

... deadline for Australian financial services (AFS) licenses will face charges if they continue to operate, the Australian Securities and Investments Commission (ASIC) has said. ASIC said it approximately 900 applications were still outstanding, and it ...

Henry Kaye creditors to wait for liquidation vote

AAP  |  WEDNESDAY, 21 JAN 2004
... They have agreed to postpone a ballot on whether to liquidate or reorganise NII until February 28 after the Australian Securities and Investments Commission obtained an injunction on the administrator of NII. It prevented administrator Andrew Hewitt ...

ASFA research reveals poor consumer understanding

... consumers was sent two Product Disclosure Statements, which focused on two fees tables developed by the Australian Securities and Investments Commission. While the tables proved easy to read, ASFA said consumers did not understand some information regarding ...

"Shocking" AFS applicants may miss out: ASIC

With only two months until the Australian Financial Services (AFS) licence deadline on March 10, the Australian Securities and Investment Commission (ASIC) has called on applicants to be more responsive to its requests for accurate information. ASIC ...

ASIC appoints new executive director of enforcement

AAP  |  FRIDAY, 16 JAN 2004
... securities watchdog has appointed Jan Redfern as its Executive Director Enforcement. Acting chairman of the Australian Securities and Investments Commission, Jeffrey Lucy, announced Ms Redfern\'s appointment late yesterday. Ms Redfern, Deputy Executive ...

Former ASIC chair joins leading law firm

AAP  |  FRIDAY, 16 JAN 2004
Former Australian Securities and Investment Commission (ASIC) chairman David Knott has joined law firm Allens Arthur Robinson (ARR) as a special adviser. ARR said Mr Knott would assist the firm\'s legal teams in advising clients on regulatory, corporate ...

ASIC launches inquiry into super funds

AAP  |  TUESDAY, 13 JAN 2004
The Australian Securities and Investment Commission (ASIC) has launched an inquiry into superannuation funds. Seventy-two Australian fund managers have had their investment practices examined as part of an inquiry into possible market manipulation ...

Costello appoints Jeffrey Lucy acting ASIC chairman

Federal Treasurer Peter Costello has announced he has appointed current deputy chairman of the Australian Securities and Investments Commission (ASIC), Jeffrey Lucy AM, as acting chairman of the regulator pending David Knott's departure next week. Mr ...