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Showing 1691 - 1700 of 2080 results for "Australian Securities"

Macquarie's taste for income

... Macquarie will take an active approach to managing the domestic securities. Credit analysis in high grade Australian securities will focus on identifying and screening out potential under performers. Specialist managers will manage the offshore exposures ...

FPA pushes members to adopt tighter conflict of interest guidelines

... with conflicts of interests which may affect its members after the new code began earlier this month. The Australian Securities and Investment Commission (ASIC) Policy Statement (PS) 181 Licensing: Managing conflicts of interest took effect from 1 January ...

ASIC bans unlicensed advisers

The Australian Securities and Investments Commission (ASIC) has stepped up its campaign against illegal early access to super by obtaining permanent injunctions to prevent Manito Pty Ltd and Steven Preston from providing unlicensed superannuation advice. ...

ASIC's share buy-back proposal

The Australian Securities and Investments Commission (ASIC) has called for comments on its buy-back proposal in order to assist the regulator in developing its position on buy-back relief under the Corporations Act 2001. Under the proposal, ASIC seeks ...

New guidelines on conflicts for AFS applicants

The Australian Securities and Investments Commission (ASIC) has incorporated the most recent legislative changes relating to conflicts of interest into its licensing regime with updates to its licensing guides. The conflicts management obligations are ...

Another casualty in Tasmanian solicitor schemes

The Australian Securities and Investments Commission (ASIC) has picked up another scalp in its campaign against solicitors mortgages after Haydn Dodge of Sorrel, Tasmania pleaded guilty to fraud charges in the Supreme Court of Tasmania. Hodge, pleaded ...

Assirt conflict policy pushes for full upfront fees

... and charge full ratings fees at the outset of the ratings process. The policy has been released after the Australian Securities and Investments Commission (ASIC) released Policy Statement 181 in August dealing with conflicts of interest which was also ...

James Hardie CEO resigns

AAP  |  FRIDAY, 22 OCT 2004
... company, James Hardie said. The conduct of both Mr Macdonald and Mr Shafron is being investigated by the Australian Securities and Investments Commission (ASIC). An inquiry into James Hardie's handling of asbestos compensation found Mr Macdonald appeared ...

Scott moves to Tyndall

... and company secretary for a fund manager. Prior to these roles Mr Scott was a compliance analyst with the Australian Securities and Investments Commission.

ASIC appoints acting WA Regional Commissioner

The chairman of the Australian Securities Commission has appointed Mr Angus Dale-Jones to the role of Acting Regional Commissioner for Western Australia (WA). This follows the appointment of Mr Michael Gething as Principal Registrar of the District ...