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Showing 1221 - 1230 of 1465 results for "Investments Commission"

Wattle saga sees another administrator sentenced

... interests, in contravention of the Corporations Act. The charges were brought by the Australian Securities and Investments Commission (ASIC). Six of the charges relate to TFA and six investors who lost approximately $133,750 invested in the Wattle scheme. ...

Southcorp fined $100,000 for disclosure breach

... pay court costs, after the company settled a matter brought against it by the Australian Securities and Investments Commission (ASIC). The legal action was prompted after Southcorp released to selected investment analysts information relating to the ...

Unlicensed managed investment schemes to be wound up

... earlier had been placed in interim receivership, following action launched by the Australian Securities and Investments Commission (ASIC). The industry regulator had alleged Atlantic 3 was an unlicensed operator of managed investment schemes, involving ...

Labor calls for tougher stance on property seminars

AAP  |  THURSDAY, 27 NOV 2003
... August, and it was due to report back in March. But he said corporate watchdogs the Australian Securities and Investments Commission (ASIC) and the Australian Competition and Consumer Commission (ACCC) had taken action against Mr Kaye's companies. "Far ...

Property seminar spruiker Kaye companies placed in receivership

AAP  |  WEDNESDAY, 26 NOV 2003
... for running the property investment seminars which have been the subject of the Australian Securities & Investments Commission (ASIC) investigation and associated media publicity," PPB said. This follows separate legal actions against Mr Kaye by ASIC ...

Former South Australian stockbrocker sentenced

... of managing companies whilst disqualified, following an investigation by the Australian Securities and Investments Commission (ASIC). Reginald John Rich, who had earlier pleaded guilty to the charges, was given a bond of $500 to be of good behaviour ...

Tower provides undertakings to ASIC regarding FAI PSP product

AAP  |  TUESDAY, 25 NOV 2003
... underpaid for their investment in another of its offerings, Blue Ribbon Products. The Australian Securities and Investments Commission (ASIC) said today that Tower had provided the undertakings to the commission regarding investments in Tower's PSP. ...

ALP's Stephen Conroy urges greater corporate governance

... the Corporations Act." He also stressed the need for regulatory bodies like the Australian Securities and Investments Commission (ASIC) to have more power to check corporate greed and transgressions, especially through the ability to impose fines for ...

Two disqualified directors sentenced following ASIC probe

Separate investigations by the Australian Securities and Investments Commission (ASIC) have led to the sentencing of two NSW company directors, charged with managing a corporation whilst disqualified. David Christopher Novak, also known as David Jovcevski ...

Melbourne company director guilty as charged

... of Patterson Lakes in Melbourne, were laid following an investigation by the Australian Securities and Investments Commission (ASIC), and relate to his actions as a director of the failed company Packaging House Pty Ltd, and its dealings with the National ...