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Showing 1191 - 1200 of 1465 results for "Investments Commission"

Pineapple executive pleads guilty to ASIC charges

... guilty to three counts of managing a corporation while disqualified, following an Australian Securities and Investments Commission (ASIC) investigation. In 1998, ASIC banned Graham Hayes from managing a corporation for five years. This prohibition resulted ...

ASIC begins investigation into NAB options trading

AAP  |  FRIDAY, 23 JAN 2004
The Australian Securities and Investments Commission (ASIC) has started an investigation into rogue trading at the National Australia Bank. ASIC said it will investigate whether there have been any contraventions of the Corporations Act at NAB's foreign ...

No licence, no business: ASIC

... financial services (AFS) licenses will face charges if they continue to operate, the Australian Securities and Investments Commission (ASIC) has said. ASIC said it approximately 900 applications were still outstanding, and it would conduct surveillances ...

Henry Kaye creditors to wait for liquidation vote

AAP  |  WEDNESDAY, 21 JAN 2004
... ballot on whether to liquidate or reorganise NII until February 28 after the Australian Securities and Investments Commission obtained an injunction on the administrator of NII. It prevented administrator Andrew Hewitt of Grant Thornton from putting ...

ASFA research reveals poor consumer understanding

... Product Disclosure Statements, which focused on two fees tables developed by the Australian Securities and Investments Commission. While the tables proved easy to read, ASFA said consumers did not understand some information regarding fees.

ASIC appoints new executive director of enforcement

AAP  |  FRIDAY, 16 JAN 2004
... appointed Jan Redfern as its Executive Director Enforcement. Acting chairman of the Australian Securities and Investments Commission, Jeffrey Lucy, announced Ms Redfern\'s appointment late yesterday. Ms Redfern, Deputy Executive Director Enforcement ...

Costello appoints Jeffrey Lucy acting ASIC chairman

... Peter Costello has announced he has appointed current deputy chairman of the Australian Securities and Investments Commission (ASIC), Jeffrey Lucy AM, as acting chairman of the regulator pending David Knott's departure next week. Mr Lucy has been deputy ...

Treasurer praises departing ASIC chairman

The outgoing Australian Securities and Investments Commission (ASIC) chairman, David Knott, is taking leave prior to his resignation at the end of the year, the Federal Treasurer Peter Costello has announced. "Under Mr Knott's leadership, ASIC has proven ...

ASIC raids Steve Vizard's house following insider trading allegation

AAP  |  FRIDAY, 19 DEC 2003
... watchdog and that they would fully cooperate. "We welcome the investigation by the Australian Securities and Investments Commission into allegations made by a man charged with stealing more than $3 million from our family," it said. "The criminal proceedings ...

ASIC releases SRI guidelines to facilitate product disclosure

The Australian Securities and Investments Commission (ASIC) has released guidelines for the inclusion of information relating to labour standards, and environmental and ethical factors in the product disclosure statements (PDSs) of investment products. ...