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Showing 1211 - 1220 of 1465 results for "Investments Commission"

Former director faces contempt allegations over 44-year ban

The Australian Securities and Investments Commission (ASIC) has commenced further contempt proceedings against a banned former company director, Maxwell John Reid. On 10 March 1992, the Federal Court ordered that Mr Reid be prohibited from managing ...

ASIC bans Perth investment adviser for 18 months

The Australian Securities and Investments Commission (ASIC) today announced that it had banned a Perth-based investment adviser, from acting as an authorised representative of a securities dealer or an investment adviser for 18 months. Following an ...

NRMA welcomes ASIC enquiry into AGM complaints

NRMA Motoring & Services has welcomed the Australian Securities and Investments Commission's (ASIC) response to several complaints made in regards to the conduct of some NRMA members at the Annual General Meeting last Friday. At that meeting, the new ...

Melbourne director handed suspended jail sentence

STAFF WRITER  |  TUESDAY, 9 DEC 2003
... director, Leon Theoharopoulos, was charged following an investigation by the Australian Securities and Investments Commission (ASIC). The charges relate to Mr Theoharopoulos' actions as a director of the failed company Packaging House Pty Ltd and ...

ASIC begins investigation into NRMA complaints

The Australian Securities and Investments Commission (ASIC) has begun enquiring into a number of complaints made in relation to the recent half-board election and AGM of the National Roads and Motorists' Association Ltd (NRMA). ASIC explained it established ...

Disciplinary board rescinds convicted Sydney auditor's registration

... cancelled the registration of a Sydney auditor, following an application by the Australian Securities and Investments Commission (ASIC). The Board decided to cancel the registration of Helena Rule, due to her conviction of offences under the Financial ...

Securitor receives two AFS licences

... distribution group Securitor has received the FSRA compliance go-ahead from the Australian Securities and Investments Commission (ASIC), with the regulator approving two AFS licences for the new entity. "We have traditionally had two dealer groups PACT ...

ASIC seeks receivership for third Kaye company

AAP  |  WEDNESDAY, 3 DEC 2003
The Australian Securities and Investments Commission (ASIC) will seek to have a third company of Melbourne property investment spruiker Henry Kaye placed in the hands of receivers. A spokesman for ASIC said the commission had made an application to ...

Two Victorian accountants face fraud charges: ASIC

... Magistrate Court in relation to fraud charges following an investigation by the Australian Securities and Investments Commission (ASIC). Craig Leigh Treloar pleaded guilty to 20 charges under the Crimes Act and three charges under the Corporations Act ...

MLC receives 13 AFS licenses

... Group's wealth management arm, has been given an early Christmas gift from the Australian Securities and Investments Commission (ASIC), with the regulator issuing 13 Australian Financial Services (AFS) licenses to enable them to operate under the Financial ...