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Showing 1231 - 1240 of 1465 results for "Investments Commission"

Gold Coast company director committed for trial: ASIC

... today committed to stand trial in the District Court on charges brought by the Australian Securities and Investments Commission (ASIC). Mr Daswani was committed for trial in relation to 15 charges under the Corporations Act and 12 charges under the Criminal ...

Recommitment to super issues being emphasised by federal politicians: ASFA

... deliberately released new research on comprehension testing based on the ASIC (Australian Securities and Investments Commission) disclosure method to see how well people understood superannuation issues. The results showed that there were flaws in all ...

ASIC eases disclosure requirements on managed investment warrants

The Australian Securities and Investments Commission (ASIC) has issued a new class order easing disclosure requirements for ASX-traded warrants on managed investment products. Under the new order, disclosure requirements will be aligned with those applying ...

Robert Orehek receives eight-year managing ban

... managing corporations for a period of eight years, following an application by the Australian Securities and Investments Commission (ASIC). Mr Orehek consented to these orders. The Court also appointed Martin Green as the liquidator of Marriott Properties ...

Consumers find ASIC fee model confusing: ASFA

... can't understand the superannuation fee disclosure model proposed by the Australian Superannuation and Investments Commission (ASIC), according to research commissioned by the Association of Superannuation Funds of Australia (ASFA). Research by Ageing ...

Jail, rather than fines, needed for corporate crime, says lawyer

... recent successful civil prosecution of John Elliott for insolvent trading by the Australian Securities and Investments Commission is a good example of what needs to be done and of the big resources needed to do it," Mr Barrett said. "But there are still ...

ASIC conducts searches in Sydney for Alpine Investigation

AAP  |  FRIDAY, 14 NOV 2003
... as part of its investigation into the ownership of Offset Alpine Printing. The Australian Securities and Investments Commission (ASIC) confirmed it executed search warrants on a number of premises in Sydney in relation to the Offset Alpine investigation. ...

Former AMP superannuation agent jailed

... with a non-parole period of 15 months, in relation to charges brought by the Australian Securities and Investments Commission (ASIC). Harold Frederick Moses of Sydney had previously pleaded guilty to two charges of cheating and defrauding two of his ...

Jodee Rich terminates family law agreement

AAP  |  THURSDAY, 13 NOV 2003
... which was to be the subject of a NSW Supreme Court challenge later this month. The Australian Securities & Investments Commission (ASIC) has initiated legal proceedings in the Supreme Court after the Family Court last month dismissed an application brought ...

ASIC bans Darling Point financial adviser

The Australian Securities and Investments Commission (ASIC) has banned Martin Lloyd-Cocks, a financial adviser from Darling Point NSW, from acting as a representative of a securities dealer or investment adviser for five years. Mr Lloyd-Cocks was an ...