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Showing 1251 - 1260 of 1465 results for "Investments Commission"

FPA sheds light on tax advice fees

... convention organised by the Australian Taxation Office, which included the FPA and the Australian Securities and Investments Commission (ASIC), the FPA had said that financial planners are legally required by the FSRA and ASIC policy statements 146 and ...

IFA Securities adviser banned for five years

The Australian Securities and Investments Commission (ASIC) has banned former IAF Securities representative Melanie Hutson, of Tasmania, from acting as a representative of a securities dealer or investment advisor for five years. Ms Hutson was an authorised ...

ASIC releases eLicensing V.4 and AFS Licensing Kit

The Australian Securities and Investments Commission (ASIC) today released the fourth version of its eLicensing system - together with an updated version of the Australian financial services (AFS) Licensing Kit - for entities wishing to apply for an ...

Industry groups call for active management interest in imminent IASB standards

The Australian Securities and Investments Commission (ASIC) and the Financial Reporting Council (FRC) have called on all company boards and management to take an active interest in preparing for the adoption of the International Accounting Standards ...

Victorian insurance agent gets permanent ban: ASIC

... permanently banned from providing any financial service, following enquiries by the Australian Securities and Investments Commission (ASIC). The banning order was made after ASIC found that Mr William Keith Grant, of Glen Iris, had previously been convicted ...

ASIC moves to restrain Aloe project financiers

The Australian Securities & Investments Commission (ASIC) has commenced proceedings in the Supreme Court of Queensland to restrain Export Growth Finance Pty Ltd (EGF) from pursuing demands issued to investors who invested in the Australian Aloe Ltd ...

Junior dealer permanently banned by ASIC

The Australian Securities and Investments Commission (ASIC) has permanently banned junior dealer Amber Joy Phelps, of Queensland, from acting as a representative of a dealer or a representative of an investment adviser. Ms Phelps was engaged as a junior ...

Four sentenced in Wattle investigation

... today sentenced in the Brisbane District Court, following an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group investment scheme. Robert Cooper and Brian Wood, both directors of AMC, were sentenced ...

AMP shares soar as Mohl details demerger plan

AAP  |  MONDAY, 13 OCT 2003
... obtaining approval for its 550-page explanatory memorandum on the demerger from the Australian Securities and Investments Commission and expects to present the document to the Federal Court for approval soon. The Australian operations will also effectively ...

ASIC releases FSR relief applications overview

The Australian Securities and Investments Commission (ASIC) today released an overview of its decisions regarding recent applications for relief from licensing, conduct and disclosure provisions of the Corporations Act 2001, as amended by the Financial ...