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Showing 1201 - 1210 of 1465 results for "Investments Commission"

Former HIH executive pleads guilty to criminal charges

... pleaded guilty to two counts of criminal misconduct, brought to the Court by the Australian Securities and Investments Commission (ASIC). Mr Howard appeared before Justice David Kirby in the NSW Supreme Court after making admissions to ASIC in relation ...

ASIC grants AFSL exemption to financial counselling agencies

The Australian Securities and Investments Commission (ASIC) has announced it has granted conditional relief from the Australian Financial Services (AFS) licensing requirements to financial counselling agencies that provide financial product advice. ...

Just Super scraps direct administration fees

... $1.10, and $2.00 for members of the self-funded retirement plan. In July the Australian Securities and Investments Commission (ASIC) released proposed guidelines covering fee and product disclosure for managed investment funds. But only last month the ...

Property guru Kaye faces court over third company

AAP  |  MONDAY, 15 DEC 2003
... the return of millions of dollars to investors in his collapsed companies. The Australian Securities and Investments Commission (ASIC) lodged an application in the court seeking a court-appointed receiver to take charge of Mr Kaye's assets and those ...

ASIC takes action against company directors

The Australian Securities and Investments Commission (ASIC) has moved to wind up an allegedly unregistered managed investment scheme, in which investors were induced to establish self-managed superannuation funds and to invest in a Dominican company ...

AMP wins federal court approval for demerger

AAP  |  FRIDAY, 12 DEC 2003
... Federal Court in Sydney. AMP said it had lodged the Federal Court order with the Australian Securities and Investments Commission (ASIC), clearing the way for the demerger to proceed as planned this month. The court approval means that AMP's Australasian ...

Super rollover scheme promoter charged

The Australian Securities and Investments Commission (ASIC) has laid charges against the promoter of a scheme allowing fund members to apply their preserved benefits towards the purchase of house and land packages on the Gold Coast. Mr Rocco Ferrantino ...

ASIC warns investors against illegal cold calling scams

The Australian Securities and Investments Commission (ASIC) today warned that illegal international 'cold callers' are renewing attempts to swindle Australian investors. "As overseas markets have recovered, ASIC is receiving increasing public complaints ...

Three months to go as ASIC fast tracks AFS licence applications

... ensure there will be a smooth transition." Today also marks the beginning of the Australian Securities and Investments Commission's (ASIC) three-month fast track program, for which the regulator has set up a department to streamline about 1800 of the ...

Another Wattle administrator convicted after ASIC investigation

... sentenced in the Brisbane District Court in relation to charges brought by the Australian Securities and Investments Commission (ASIC). Mr Coote was convicted and released on his own recognizance in the amount of $5,000 to be of good behaviour for three ...