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Showing 1151 - 1160 of 1465 results for "Investments Commission"

Mixed response to Govt's preferred fee disclosure model

... in the long run." The Government's announcement included the mandating of the Australian Securities and Investments Commission (ASIC) template in product disclosure statements (PDS) and mandating the extension of the ASIC fee template to periodic statements ...

ASIC appoints new NSW regional commissioner

AAP  |  WEDNESDAY, 16 JUN 2004
The Australian Securities and Investments Commission (ASIC) on Tuesday announced the appointment of its new NSW regional commissioner, Jennifer O\'Donnell. Ms O\'Donnell will serve a three-year term as NSW regional commissioner, having been recently ...

Cayman Islands insurer banned from trading after ASIC action

AAP  |  TUESDAY, 15 JUN 2004
... Australia until it becomes properly licensed after a successful action brought by the Australian Securities and Investments Commission (ASIC). The Supreme Court of NSW found Triton Underwriting Insurance Agency and Trans Pacific Insurance Corporation ...

ASIC takes Market Traders to court

AAP  |  FRIDAY, 11 JUN 2004
... Australasia for conducting a financial services business without a license. The Australian Securities and Investments Commission (ASIC) has started proceedings in the New South Wales Supreme Court against Market Traders, a director of the company, Jeffrey ...

ASIC to crack down on soft dollar benefits

The Australian Securities and Investments Commission (ASIC) today released a research report on soft dollar benefits in the financial planning industry revealing a wide range of benefits other than standard commission payments being made in the industry. ...

ASIC obtains orders against Vanuatu financial website companies

AAP  |  THURSDAY, 10 JUN 2004
... their passports in the lead up to a Federal Court hearing later this month. The Australian Securities and Investments Commission (ASIC) has obtained interim court orders against Biri International Limited, Biri, ClubInvest and Gramax Investment Club ...

Financial advisers warned of unrecognised training courses; ASIC

... enrolled in unrecognised courses, Australia's financial regulator has warned. The Australian Securities and Investments Commission (ASIC) said it is investigating the case of a licensed financial services company that enrolled its representatives in ...

Jeff Lucy confirmed as ASIC chairman

... Peter Costello said Mr Lucy would serve a three-year term as chairman of the Australian Securities and Investments Commission (ASIC). Mr Lucy, the former head of the Financial Reporting Council, joined ASIC as deputy chairman in February last year, and ...

ASIC issues stop orders against six debenture prospectuses

AAP  |  FRIDAY, 30 APR 2004
The Australian Securities and Investments Commission (ASIC) has issued six stop orders on debenture prospectuses since the beginning of the year and yesterday gave guidelines to protect investors. ASIC said today it has been scrutinising recent debenture ...

Aspen and Financial Resources launch fixed interest fund

AAP  |  MONDAY, 19 APR 2004
... from the on-going operations of the fund. The joint venture has applied to the Australian Securities and Investments Commission for an Australian Financial Services license. Aspen Group managing director Angelo Del Borrello said the joint venture represented ...