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Showing 1131 - 1140 of 1465 results for "Investments Commission"

ASIC crackdown on misleading mortgage broker advertising

The Australian Securities and Investments Commission (ASIC) has continued its crackdown on the mortgage broking industry, issuing a warning on Tuesday to any company, which misleadingly claims to be independent. "Don't claim that you are independent ...

Disclosure must be in dollars; ASIC

The Australia Securities and Investments Commission (ASIC) has invited public comment to its latest policy proposal released on Tuesday suggesting all disclosure figures for fees and benefits be presented in dollar terms. "Unless ASIC makes a determination ...

ASIC finds no systemic improper practices in managed funds

AAP  |  MONDAY, 9 AUG 2004
... improper investment practices in the managed funds industry in Australia. The Australian Securities and Investments Commission (ASIC) reviewed some investment practices after United States regulators found in September 2003 that some US mutual funds ...

ASIC chairman Lucy warns super advisers not to abuse choice laws

AAP  |  THURSDAY, 5 AUG 2004
... switched into whichever super fund the nation\'s 26 million member accounts wish. Australian Securities and Investments Commission (ASIC) chairman Jeffrey Lucy said there will be some advisers who will try to take advantage of financially naive super ...

Rickard appointed ASIC's ACT regional commissioner

The chairman of the Australian Securities and Investments Commission (ASIC), Jeffrey Lucy on Monday announced Ms Delia Rickard has been appointed ASIC\'s regional commissioner for the Australian Capital Territory (ACT). Rickard joined ASIC in 1999 and ...

Alternative commission payments banned for all members; IFSA, FPA

... \"Taken together, these FPA initiatives address all of the 11categories of what the Australian Securities and Investments Commission referred to as soft dollar benefits in the June 2004 research report, Disclosure of soft dollar benefits. "Banned effective ...

FPA backs new ASIC guidelines on SOA's

... Association (FPA) has thrown is support behind the latest guidelines provided by the Australian Securities and Investments Commission (ASIC) on how licensees and their representatives prepare Statements of Advice (SOA). "These are important and positive ...

Wealth-creation seminar promoters comply with undertakings

AAP  |  THURSDAY, 22 JUL 2004
... \"desperate\" ordinary Australians how to make their fortune in 101 days. The Australian Securities and Investments Commission (ASIC) said yesterday it had obtained undertakings from the promoters, Vision Pursuit, because neither Vision Pursuit nor Allen ...

Takeovers Panel agrees to ASIC withdrawing Gribbles complaint

AAP  |  WEDNESDAY, 21 JUL 2004
... Takeovers Panel said today it had agreed to the withdrawal of an application from the Australian Securities and Investments Commission (ASIC) alleging unacceptable circumstances in relation to the affairs of pathology provider The Gribbles Group. The ...

Three former FAI executives committed to stand trial

AAP  |  TUESDAY, 20 JUL 2004
... from the royal commission into the $5.3 billion collapse of HIH Insurance. The Australian Securities and Investments Commission (ASIC) brought the charges based on evidence given to the 15 month royal commission into Australia\'s biggest corporate disaster. ...