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Showing 1091 - 1100 of 1465 results for "Investments Commission"

ASIC moves to protect investors in high-yield scheme

... about a high-yield investment scheme. The orders follow allegations from the Australian Securities and Investments Commission (ASIC) that the high yield investment scheme - Private Placement Program -, which claims to offer 'no risk' returns to investors ...

ASIC reorganizes management following Johnston departure

The Australian Securities and Investments Commission (ASIC) has announced Jennifer O'Donnell has been appointed as the regulator's new executive director of compliance following the departure of Ian Johnston. Johnston, who will join the Hong Kong Securities ...

AFS licensees behind the eight ball with account lodgement

... overdue with lodging their 2004 annual accounts and auditor reports with the Australian Securities and Investments Commission (ASIC). The 618 licensees with overdue accounts were yesterday warned they could face enforcement actions and possible license ...

ASIC loses Johnston to Hong Kong

The Australian Securities and Investments Commission has lost another senior executive with the resignation of industry stalwart Ian Johnston. Johnston, most recently ASIC executive director of financial services regulation, has been appointed to a ...

Former Sanford head banned by ASIC

... providing financial services in relation to securities for five years by the Australian Securities and Investments Commission (ASIC). Dr Goh was banned by ASIC after an investigation by the regulator found that between 23 August 2000 and 23 November ...

ASIC publishes guideline for super investors

The Australian Securities and Investments Commission (ASIC) has joined forces with ratings agencies Assirt, Morningstar, SelectingSuper and SuperRatings to produce a series of long-term performance figures for typical superannuation funds. ASIC will ...

ASIC bans unlicensed advisers

The Australian Securities and Investments Commission (ASIC) has stepped up its campaign against illegal early access to super by obtaining permanent injunctions to prevent Manito Pty Ltd and Steven Preston from providing unlicensed superannuation advice. ...

ASIC's share buy-back proposal

The Australian Securities and Investments Commission (ASIC) has called for comments on its buy-back proposal in order to assist the regulator in developing its position on buy-back relief under the Corporations Act 2001. Under the proposal, ASIC seeks ...

New guidelines on conflicts for AFS applicants

The Australian Securities and Investments Commission (ASIC) has incorporated the most recent legislative changes relating to conflicts of interest into its licensing regime with updates to its licensing guides. The conflicts management obligations are ...

Another casualty in Tasmanian solicitor schemes

The Australian Securities and Investments Commission (ASIC) has picked up another scalp in its campaign against solicitors mortgages after Haydn Dodge of Sorrel, Tasmania pleaded guilty to fraud charges in the Supreme Court of Tasmania. Hodge, pleaded ...