Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1051 - 1060 of 1465 results for "Investments Commission"

ASIC bans SMSF adviser

The Australian Securities and Investments Commission (ASIC) has moved to shut down a self managed super fund adviser after it was found the adviser had conducted business without an Australian financial services licence (AFSL) and provided misleading ...

Orders issued against investment scheme manager

The Australian Securities and Investments Commission (ASIC) has been granted interim orders in the Adelaide Federal Court against Guiseppe Mercorella whom the regulator alleges breached the Corporations Act through his involvement in a managed investment ...

ASIC pleased with ASX role

The Australian Securities and Investments Commission (ASIC) has released the findings of its third annual assessment of the Australian Stock Exchange (ASX) determining the supervisory capability of the ASX. ASIC's report to the Government as required ...

ASIC bans financial planner in the west

The Australian Securities and Investments Commission (ASIC) has permanently banned Geoffrey Sanders from providing financial services after it determined there was a realistic likelihood he would not adhere to financial services laws in the future. ...

Unsolicited share offers jump

Unsolicited offers to buy shares are on the increase according to the Australian Securities and Investments Commission (ASIC), which reported a 51 per cent increase in reports of such offers over the past 12 months. AXA Pacific Holdings and Tattersalls ...

ASIC pleased with regional advisers

The Australian Securities and Investments Commission (ASIC) is encouraged by the efforts of regional advisers to comply with the Financial Services Reform Act following a series of regional adviser visits. ASIC Compliance Directorate executive director ...

CPA Australia responds to FSR refinements

... pages customised to the client. The fourth option for consideration includes the Australian Securities and Investments Commission to develop case studies and supporting SoAs to demonstrate what it considers to be acceptable, or even 'best practice' levels ...

Third operator of early release super scheme punished

The Australian Securities and Investments Commission (ASIC) has obtained Federal Court orders against Raymond Heard, the third operator of early release superannuation schemes that illegally freed up over $3.5 million of Australian superannuation benefits. ...

Balanced approach from regulators re Choice

The Australian Taxation Office (ATO) and the Australian Securities and Investments Commission (ASIC) have jointly released a booklet outlining the compliance approach to the impending choice of fund environment. The material guide, called Choice of ...

ASIC moves against unlicensed business

The Australian Securities and Investments Commission (ASIC) has begun proceedings in the Federal Court in Perth against David Alan Zohar and Swancove Enterprises Pty Ltd (Swancove) following an investigation into written advertisements and the operation ...