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Showing 1071 - 1080 of 1465 results for "Investments Commission"

IFS changes advertisements to suit ASIC

... allowed to advertise on behalf of industry superannuation funds after it gave the Australian Securities and Investments Commission (ASIC) an enforceable undertaking late Friday. The enforceable undertaking follows a week of negotiations between the two ...

ASIC and APRA accept undertaking from AXA Australia staff plan

The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) has accepted an enforceable undertaking from the trustee of the AXA Australia Staff Superannuation Plan in relation to the calculation ...

Industry funds in talks with ASIC over ads

... Fund Services (IFS) is in the process of scheduling 'urgent discussions' with the Australian Securities Investments Commission (ASIC) following the regulator's demand to pull its industry fund advertisements late last week. ASIC has confirmed it asked ...

Former NAB currency trader appears in court

... advantage by deception. The charges are the result of an investigation by the Australian Securities and Investments Commission (AISC) into the alleged unauthorised foreign exchange trading at NAB. It is alleged Bullen, Luke Duffy, Gianni Gray, and Vincent ...

Zurich gives ASIC and APRA enforceable undertaking

The Australian Securities and Investments Commission (AISC) and the Australian Prudential Regulation Authority (APRA) have both accepted an enforceable undertaking from Zurich Financial Services Australia (ZFSA) and its fully owned subsidiary Zurich ...

Auscoal suffers theft of $1.6 million

AAP  |  THURSDAY, 26 MAY 2005
... executive John Hickey said the unknown fraudsters registered a business through the Australian Securities and Investments Commission (ASIC) with a name similar to one of Auscoal's former NSW trading names, Coalsuper. After the cheques were stolen, a ...

ASIC bans Queensland advisor

The Australian Securities and Investments Commission (ASIC) has banned a Queensland financial advisor from providing any financial services. "ASIC's decision serves as a warning that dishonest conduct will not be tolerated and a lifetime ban will be ...

ASIC amends stance on wholesale foreign financial service providers

The Australian Securities and Investments Commission (ASIC) has revised its policy document covering the relief it will grant to wholesale foreign financial service providers (FFSP) who are monitored by international regulatory bodies from the financial ...

ASIC to scrutinise accountants' SMSF advice

The Australian Securities and Investments Commission (ASIC) has announced it will be closely examining the advice given by accountants in relation to self-managed superannuation funds (SMSF). ASIC has targeted a few specific activities it will be looking ...

ASIC reveals financial services refinement projects

The Australian Securities and Investments Commission (ASIC) has put forward details of the eight projects it will embark on as part of the Federal Government's Refinements to Financial Services Regulation. Each project has its own timetable with ASIC ...