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Showing 1111 - 1120 of 1465 results for "Investments Commission"

ASIC relaxes requirements on licensee cash deposits

The Australian Securities and Investments Commission (ASIC) issued a new class order on Tuesday allowing Financial Services licensees to deposit client money into a cash common fund. The regulator said in certain circumstances, corporations law required ...

Regulators act to stamp out illegal early access to super

The Australian Securities and Investments Commission (ASIC) announced today it is conducting a nationwide campaign against illegal early access to superannuation. ASIC said it will be working closely with the Australian Taxation Office (ATO) and the ...

ASIC welcomes closer scrutiny on advertising guidelines

The Australian Securities and Investments Commission (ASIC) on Monday welcomed another step forward in the crackdown on misleading advertising in the financial services industry. The regulator said the release of guidelines by the Mortgage Industry ...

ASIC gives ASX thumbs up

The Australian Securities and Investments Commission (ASIC) has given a positive assessment to the Australian Stock Exchange (ASX) for its performance of its market operator obligations. The Corporations Act requires that the regulator assess annually ...

ASIC shuts down loan calculators

... credit to suggest the latter could be used to pay off a home loan more quickly, an Australian Securities and Investments Commission (ASIC) spokesman said. "Most lines of credit charge higher interest rates than standard home loans, so when you stop to ...

FSG; a step towards simplicity

The Australian Securities and Investments Commission (ASIC) has issued a class order outlining a more simple compliance regime under the Financial Services Guide (FSG) for financial advisers of retail clients. The class order, Information in a Financial ...

ASIC draws the line on super fee

The action taken this week by the Australian Securities and Investments Commission (ASIC) against Mellon Nominees for misleading statements on super fund fees is a sign of things to come, industry analysts said today. \"Discussions Rainmaker has had ...

AFS licensees given notice on MDA authorisations

... account (MDA) authorisations needed to be in no later than 10 December 2004. The Australian Securities and Investments Commission (ASIC) said all new and existing AFS licensees will be able to apply for the MDA licence authorisation from 30 September ...

Babcock & Brown to sell shares at $5 ahead of ASX listing

AAP  |  FRIDAY, 10 SEP 2004
... Australian Stock Exchange. Babcock & Brown on Thursday lodged a prospectus with the Australian Securities and Investments Commission for an IPO to raise $550 million. The company plans to relocate its global head office operations from San Francisco ...

ASIC acts against Mellon for misleading statements on super fees

The Australian Securities and Investments Commission (ASIC) has on Wednesday taken action against Mellon Nominees for misleading statements made to investors relating to the fees charged on its superannuation fund. The regulator said it found a statement ...