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Regulatory

Financial Adviser convicted of 'tombstoning': ASIC

The Australian Securities and Investments Commission (ASIC) has convicted Pavan Vyas for dishonest conduct after pleading guilty to 'tombstoning'.

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Read more: Pavan VyasASICAustralian SecuritiesInvestments CommissionRegulatoryAugust 2013FebruaryFinancial AdviserJune 2012March 2013Peter Kell