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Showing 1 - 10 of 100+ results for "Peter Kell"

ASIC to ease hardline stance

KARREN VERGARA  |  FRIDAY, 27 AUG 2021
... pursue court or criminal action. Another fallout from ASIC's appearance at the Royal Commission led to deputy chair Peter Kell resigning after seven years. Frydenberg added that: "The government also expects ASIC to act independently in its regulatory ...

Deborah Ralston joins Household Capital

JAMIE WILLIAMSON  |  THURSDAY, 13 MAY 2021
... lead the retirement funding provider's advisory board, replacing Jack Diamond. Sitting alongside her on the board is Peter Kell, Gary Weaven, Alastair Peattie, Bob Officer, and Peter Harris. Ralston played a key role in the Retirement Income Review as ...

ASIC appoints second deputy chair

KARREN VERGARA  |  FRIDAY, 7 DEC 2018
ASIC has filled its second deputy chair position to replace Peter Kell, who finished up yesterday. Outgoing Productivity Commission deputy chair and commissioner Karen Chester will commence on 28 January 2019 for a five-year period. Chester was appointed ...

ASIC and Austplan agree to mutual breakup

DARREN SNYDER  |  FRIDAY, 26 OCT 2018
... by its representatives. ASIC is continuing to make enquiries in relation to the advice provided. ASIC deputy chair Peter Kell said: "AFS licensees have an obligation to ensure that their representatives are adequately trained and competent to provide ...

ASIC moves on Dollarmites

HARRISON WORLEY  |  FRIDAY, 19 OCT 2018
... school banking programs. It will also set out principles for appropriate conduct and good practice. ASIC deputy chair Peter Kell noted the importance of transparency in school banking. "ASIC wants to understand the motivations and behaviours around school ...

ASIC outlines code monitoring expectations

JAMIE WILLIAMSON  |  FRIDAY, 28 SEP 2018
... 1 November and 31 December. Final applications will be expected between 1 June and 30 June 2019. ASIC deputy chair Peter Kell said ASIC is committed to ensuring robust, transparent, fair and consistent compliance schemes that effectively monitor and ...

Legislation lifts ASIC recruitment limitation

KARREN VERGARA  |  WEDNESDAY, 19 SEP 2018
... to strengthen the regulator in the face of the new Banking Executive Accountability Regime (BEAR). ASIC deputy chair Peter Kell tendered his resignation after seven years in the role. Kell joined ASIC in 2011, having previously served as deputy chair ...

Kell resigns from ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 19 SEP 2018
ASIC deputy chair Peter Kell is resigning after seven years in the role. Treasurer Josh Frydenberg said Kell's experience and understanding of corporate regulation has been appreciated by successive governments as well as members of ASIC. Kell joined ...

Former Westpac adviser ban upheld

KARREN VERGARA  |  FRIDAY, 14 SEP 2018
... dropped; the property was untenanted; or if the clients experienced cash flow problems, Evans added. ASIC deputy chair Peter Kell said the banning should remind advisers that compliance with the best interest duty requires them to use their expertise ...

ASIC marks AFCA milestone

KARREN VERGARA  |  THURSDAY, 13 SEP 2018
... approve material changes to the AFCA scheme and part of its role in overseeing the operation of AFCA. ASIC deputy chair Peter Kell said approval of the AFCA rules and the independent assessor terms of reference follow a period of public consultation ...
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