Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 81 - 90 of 267 results for "Peter Kell"

ASIC bans SA insurance broker

ALEX BURKE  |  WEDNESDAY, 30 NOV 2016
... uphold the highest standards of conduct, so as to maximise their confidence in the financial system," ASIC deputy chair Peter Kell said. "Mr Griggs' conduct fell well and truly short of that standard," he added.

Former Westpac planner banned

JAMIE WILLIAMSON  |  TUESDAY, 29 NOV 2016
... review process of Mr Bishop's files at the time and has fully compensated all impacted clients." ASIC deputy chair Peter Kell said: "Advice needs to be tailored to the client's needs and circumstances, and an advice provider must not lose sight of the ...

ASIC bans former AMP adviser

KERRIE SYDEE  |  MONDAY, 21 NOV 2016
... Financial Planning audit in March 2015. McCarthy did not provide any of the false documents to clients. ASIC deputy chair Peter Kell said: "ASIC is committed to raising standards of conduct and compliance in the wealth management industry and will act ...

Former Sentinel adviser slapped with ban

KERRIE SYDEE  |  THURSDAY, 17 NOV 2016
... the interests of his clients ahead of his own, when he knew that there was a conflict of interest ASIC deputy chair Peter Kell said: "Financial advisers must put their clients' interests ahead of their own. Super switching that provides little benefit ...

ASIC bans deceptive adviser

KERRIE SYDEE  |  TUESDAY, 8 NOV 2016
... conduct falls far short of the high standards expected of those in the financial services industry," ASIC deputy chairman Peter Kell said. "ASIC will continue to protect consumers from advisors who engage in misleading conduct and place their interests ...

ASIC bans Brisbane life adviser

KERRIE SYDEE  |  FRIDAY, 4 NOV 2016
... Demonstrate the ability, professional skills and knowledge needed to competently provide financial services ASIC deputy chair Peter Kell said: "Consumers should be confident that their financial adviser is acting in their best interests." "The business ...

ASIC permanently bans jailed adviser

KERRIE SYDEE  |  FRIDAY, 28 OCT 2016
... Dick of the Brisbane District Court ordered Whelan pay the organisation $33,419.11 in compensation. ASIC deputy chair Peter Kell said: "Dishonesty by any financial advisor will not be tolerated by ASIC. We will take steps to remove financial advisors ...

ASIC confirms systemic failures in advice

KERRIE SYDEE  |  THURSDAY, 27 OCT 2016
... advice fees that customers are paying and the services they should be receiving in return,' said ASIC deputy chair Peter Kell. "Our report identifies the institutions' systemic failures in this area, which we are putting right by ensuring that customers ...

Cooper defends BT life insurance figures

ALEX BURKE  |  MONDAY, 17 OCT 2016
... The regulator did not identify the companies responsible for specific figures, partly because, as ASIC deputy chair Peter Kell explained, standards of claims reporting are different between insurers; in fact, he said there is "next to no information ...

ASIC finds life claim rates wildly inconsistent

ALEX BURKE  |  WEDNESDAY, 12 OCT 2016
... appears to have seen the highest denial rates, with an average rate of 16%. Part of the problem, as ASIC deputy chair Peter Kell explained in a teleconference following the report's release, is that standards of claims reporting are different between ...