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|Showing 81 - 90 of 100+ results for "Peter Kell"|
|... Demonstrate the ability, professional skills and knowledge needed to competently provide financial services ASIC deputy chair Peter Kell said: "Consumers should be confident that their financial adviser is acting in their best interests." "The business ...|
|... Dick of the Brisbane District Court ordered Whelan pay the organisation $33,419.11 in compensation. ASIC deputy chair Peter Kell said: "Dishonesty by any financial advisor will not be tolerated by ASIC. We will take steps to remove financial advisors ...|
|... advice fees that customers are paying and the services they should be receiving in return,' said ASIC deputy chair Peter Kell. "Our report identifies the institutions' systemic failures in this area, which we are putting right by ensuring that customers ...|
|... The regulator did not identify the companies responsible for specific figures, partly because, as ASIC deputy chair Peter Kell explained, standards of claims reporting are different between insurers; in fact, he said there is "next to no information ...|
|... appears to have seen the highest denial rates, with an average rate of 16%. Part of the problem, as ASIC deputy chair Peter Kell explained in a teleconference following the report's release, is that standards of claims reporting are different between ...|
|... independence, is critical in order for consumers to make confident and informed financial decisions," ASIC deputy chair Peter Kell said. "This action puts the financial services sector on notice that ASIC is serious about tackling the inappropriate use ...|
|... reporting obligations very seriously and we do not tolerate advisers who do not meet our standards." ASIC deputy chairman Peter Kell said: "This outcome shows that ASIC expects employees who are providing financial services to maintain high standards ...|
|... accounting services of RS Capital for a period of two years at a cost of $2200. Commenting on the case, ASIC deputy chairman Peter Kell said: "Accuracy in advertising is integral to maintaining consumer trust and confidence in the SMSF sector. Such conditions ...|
|... enhance his reputation to clients and create an illusion that he was a highly successful trader." ASIC deputy chair Peter Kell said: "Dishonesty by any financial adviser will not be tolerated by ASIC. We will investigate and prosecute instances of dishonesty ...|
|... ASIC will take action against financial advisers who do not comply with their obligations," said ASIC deputy chair Peter Kell. Elsewhere, an ASIC investigation has resulted in a former Sydney investment banker being charged. Darren Wayne Thompson pleaded ...|
Fidelity Investments' lead portfolio manager for global equities strategies has resigned.
Aware Super has appointed an index solutions provider to take care of its passive equity and fixed income mandates.
As an increasing number of institutions allocate to cryptocurrency and explore blockchain solutions, State Street is launching a dedicated digital finance division, appointing the current head of global markets to lead it.
ASX has acquired a minority stake in fast-growing superannuation administrator GROW Inc.
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