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|Showing 91 - 100 of 100+ results for "Peter Kell"|
|... statements and auditor reports with ASIC to demonstrate their capacity to provide financial services," ASIC deputy chair Peter Kell said. "Failure to comply with reporting obligations can be an indicator of a poor compliance culture. ASIC won't hesitate ...|
|... be permanently banned as a result of his convictions involving dishonest and fraudulent conduct. ASIC commissioner Peter Kell said Hill's misconduct was very serious: "ASIC will ban people from the finance industry who act dishonestly and place personal ...|
|... services or credit laws will result in action by ASIC to remove them from these industries," said ASIC commissioner Peter Kell.|
|... otherwise led to them being declined, and a further 1,152 were unlawfully given higher overdraft limits. ASIC deputy chair Peter Kell said: "Credit licensees should continuously monitor their internal processes to ensure compliance with the law. "This ...|
|... loss and hardship. ASIC will not hesitate to prosecute this type of deceptive and harmful conduct," ASIC deputy chair Peter Kell said.|
|... controls can result in the provision of advice that does not serve the best interests of clients," ASIC deputy chair Peter Kell said. "ASIC is committed to raising standards across the financial services industry. We expect licensees to dedicate sufficient ...|
|... credit provider. As a result, Farais was handed a one-year intensive correction order in June. ASIC deputy chairman Peter Kell said the case demonstrates how serious the regulator is about tackling loan fraud. "We won't hesitate to take action against ...|
|... must have effective and robust systems in place to deliver the promised benefits to consumers," ASIC deputy chairman Peter Kell said. "Businesses that rely on manual processes to apply waivers, discounts and other benefits should carefully consider how ...|
|... charged, so that they can make an informed decision when using financial products and services," said ASIC deputy chairman Peter Kell.|
|... million in fees and $3 million in interest to 376,570 retail accounts and 17,230 business accounts. ASIC deputy chairman Peter Kell said, "Good fee disclosure is integral to ensuring that consumers are in an informed position about how best to manage ...|
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The $850 billion asset consultant has appointed a co-head of the not-for-profit client sector, nabbing Mercer's Pacific client segment leader for endowments and foundations.
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The federal minister for women has awarded the Financial Planning Association of Australia a mandate to deliver $1.5 million worth of scholarships.
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An ASX-listed financial services firm will acquire Sentry Group for $7 million and add 155 authorised representatives to its books.
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Leaders in the financial services industry have been recognised in the Queen's Birthday 2021 Honours list, with a number from the superannuation sector represented.
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