The latest issue of Financial Standard now available as an e-newspaper
|Showing 41 - 50 of 100+ results for "Peter Kell"|
|... did not have information to suggest that similar systemic misconduct had been occurring in Australia, deputy chair Peter Kell said the audits were an example of ASIC proactively responding to potential issues in the market: "These audits were all about ...|
|... invested in related products to acknowledge the issue and provide corrective disclosure. Commenting, ASIC deputy chairman Peter Kell said: "This investigation is a result of ASIC's priority of improving compliance and disclosure standards in vertically ...|
|... funds it wrote to had assets exceeding $10 billion while the remaining 19 were smaller funds. ASIC deputy chairman Peter Kell said the economic significance of superannuation meant information about the superannuation industry should be transparent ...|
|... required to ensure consumers can continue to have confidence in a compulsory superannuation system." ASIC deputy chair Peter Kell has pledged to follow-up actions with funds about the issue of defaults, adding: "Inappropriate defaults can be adverse ...|
|... restricted terms may be used if advisers are compliant with section 923A of the Corporations Act. ASIC deputy chairman, Peter Kell said the issue is important as the independence of financial advisers may sway a consumer's decisions about both their ...|
|... information. At the time of the offences Gunner was a representative of GuardianFP. Commenting on the ban, ASIC deputy chair Peter Kell said: "ASIC is determined to ban financial advisers who deliberately breach the law from the financial services industry." ...|
|... be confident that when they purchase an insurance policy, that they can claim when they need to," ASIC deputy chair Peter Kell said. "The fact that Virginia Surety was selling this insurance without the life insurer's approval, indicates serious deficiencies ...|
|... Hutchison is the latest among several advisers banned from the financial services industry, according to ASIC deputy chair Peter Kell. It is part of the corporate watchdog's Wealth Management Project aiming to lift the standards of major financial advice ...|
|... Sinha was an employed representative of Westpac from 2001 to 10 November 2014. Commenting on the case ASIC deputy chair Peter Kell said: "ASIC is committed to improving conduct in the wealth management industry and we will act to remove advisers who ...|
|... clawback amounts will reduce the incentives for advisers to provide inappropriate advice to clients, ASIC deputy chair Peter Kell said. "ASIC is warning advisers against inappropriately switching clients into new policies prior to this commencement date ...|
Natixis Investment Managers hired an institutional sales director who spent nearly a decade at First Sentier Investors.
The newly merged LGIAsuper and Energy Super have scrapped a weekly administration fee and will retain an annual fee as a result of scale benefits.
Fidelity International launched a climate investing policy with a rating scheme in a bid to halve its carbon emissions by 2030.
The House of Representatives Standing Committee on Tax and Revenue has recommended that the Australian Tax Office develop a Bill of Rights' for taxpayers.
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