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|Showing 41 - 50 of 100+ results for "Peter Kell"|
|... invested in related products to acknowledge the issue and provide corrective disclosure. Commenting, ASIC deputy chairman Peter Kell said: "This investigation is a result of ASIC's priority of improving compliance and disclosure standards in vertically ...|
|... funds it wrote to had assets exceeding $10 billion while the remaining 19 were smaller funds. ASIC deputy chairman Peter Kell said the economic significance of superannuation meant information about the superannuation industry should be transparent ...|
|... required to ensure consumers can continue to have confidence in a compulsory superannuation system." ASIC deputy chair Peter Kell has pledged to follow-up actions with funds about the issue of defaults, adding: "Inappropriate defaults can be adverse ...|
|... restricted terms may be used if advisers are compliant with section 923A of the Corporations Act. ASIC deputy chairman, Peter Kell said the issue is important as the independence of financial advisers may sway a consumer's decisions about both their ...|
|... information. At the time of the offences Gunner was a representative of GuardianFP. Commenting on the ban, ASIC deputy chair Peter Kell said: "ASIC is determined to ban financial advisers who deliberately breach the law from the financial services industry." ...|
|... be confident that when they purchase an insurance policy, that they can claim when they need to," ASIC deputy chair Peter Kell said. "The fact that Virginia Surety was selling this insurance without the life insurer's approval, indicates serious deficiencies ...|
|... Hutchison is the latest among several advisers banned from the financial services industry, according to ASIC deputy chair Peter Kell. It is part of the corporate watchdog's Wealth Management Project aiming to lift the standards of major financial advice ...|
|... Sinha was an employed representative of Westpac from 2001 to 10 November 2014. Commenting on the case ASIC deputy chair Peter Kell said: "ASIC is committed to improving conduct in the wealth management industry and we will act to remove advisers who ...|
|... clawback amounts will reduce the incentives for advisers to provide inappropriate advice to clients, ASIC deputy chair Peter Kell said. "ASIC is warning advisers against inappropriately switching clients into new policies prior to this commencement date ...|
|... about $2.4 million from a client for his own personal gain, funding an extravagant lifestyle. ASIC deputy chairman Peter Kell said: "ASIC will act to remove people from the financial services industry who act dishonestly and breach the trust of their ...|
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The $850 billion asset consultant has appointed a co-head of the not-for-profit client sector, nabbing Mercer's Pacific client segment leader for endowments and foundations.
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The federal minister for women has awarded the Financial Planning Association of Australia a mandate to deliver $1.5 million worth of scholarships.
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An ASX-listed financial services firm will acquire Sentry Group for $7 million and add 155 authorised representatives to its books.
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Leaders in the financial services industry have been recognised in the Queen's Birthday 2021 Honours list, with a number from the superannuation sector represented.
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