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Showing 41 - 50 of 267 results for "Peter Kell"

Former Financial Wisdom adviser banned

EMMA RAPAPORT | FRIDAY, 29 SEP 2017

... cross-endorsed authorised representative of Commonwealth Financial Planning and Dover Financial Advisers. ASIC deputy chairman Peter Kell said the regulator will continue to take action and remove advisers who engage in serious misconduct and breach ...

ASIC adds life insurance to school curriculums

KARREN VERGARA AND JAMIE WILLIAMSON | THURSDAY, 28 SEP 2017

... state and territory governments to train teachers and update classroom materials around Australia, ASIC deputy chair Peter Kell told the recent life insurance Parliamentary Joint Committee on Corporations and Financial Services. There tends to be a focus ...

Former AMP adviser banned for $2.5m fraud

JAMIE WILLIAMSON | MONDAY, 21 AUG 2017

... Tasmania described Noonan's crimes as "egregious violations of his fiduciary duty to his clients." ASIC deputy chairman Peter Kell said: "ASIC will act to remove people from the credit and financial services industry who act dishonestly and breach the ...

CBA chief executive will stand down

EMMA RAPAPORT | MONDAY, 14 AUG 2017

... Protection CCI taken out with a Commonwealth Bank home loan, resulting in the over-charging of premiums. ASIC deputy chair Peter Kell said it was unacceptable that customers were sold insurance that did not meet their needs. "One of ASIC's priorities ...

Aussie banks cleared of Wells Fargo-type conduct

EMMA RAPAPORT | WEDNESDAY, 2 AUG 2017

... did not have information to suggest that similar systemic misconduct had been occurring in Australia, deputy chair Peter Kell said the audits were an example of ASIC proactively responding to potential issues in the market: "These audits were all about ...

ASIC calls on NAB to improve disclosure

JAMIE WILLIAMSON | FRIDAY, 7 JUL 2017

... invested in related products to acknowledge the issue and provide corrective disclosure. Commenting, ASIC deputy chairman Peter Kell said: "This investigation is a result of ASIC's priority of improving compliance and disclosure standards in vertically ...

Super trustees on notice over fund disclosure

DARREN SNYDER | WEDNESDAY, 5 JUL 2017

... funds it wrote to had assets exceeding $10 billion while the remaining 19 were smaller funds. ASIC deputy chairman Peter Kell said the economic significance of superannuation meant information about the superannuation industry should be transparent ...

Disengaged members vulnerable in super

EMMA RAPAPORT | MONDAY, 3 JUL 2017

... required to ensure consumers can continue to have confidence in a compulsory superannuation system." ASIC deputy chair Peter Kell has pledged to follow-up actions with funds about the issue of defaults, adding: "Inappropriate defaults can be adverse ...

ASIC clarifies IFA definitions, extends SoA deadline

JAMIE WILLIAMSON | TUESDAY, 27 JUN 2017

... restricted terms may be used if advisers are compliant with section 923A of the Corporations Act. ASIC deputy chairman, Peter Kell said the issue is important as the independence of financial advisers may sway a consumer's decisions about both their ...

Regulator bans adviser for seven years

JAMIE WILLIAMSON | FRIDAY, 23 JUN 2017

... information. At the time of the offences Gunner was a representative of GuardianFP. Commenting on the ban, ASIC deputy chair Peter Kell said: "ASIC is determined to ban financial advisers who deliberately breach the law from the financial services industry." ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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