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|Showing 21 - 30 of 100+ results for "Peter Kell"|
|... to make sure customers had been given the ongoing advice they were being charged for." Referencing ASIC deputy chair Peter Kell, who argued that banks prioritised charging high fees and short-term profits over ethical behaviour, the FSU said: "Concentrating ...|
|... February hearing of the Parliamentary Joint Committee on Corporations and Financial Services - where ASIC deputy chair Peter Kell conceded the regulator has failed to effectively monitor advice provided by industry funds for its compliance with the best ...|
|... its businesses. Comyn will provide an update on the financial advice businesses later this year. ASIC deputy chair Peter Kell said: "Our report into Fees For No Service in October 2016 identified the major financial institutions' systemic failures in ...|
|... decisions; particularly in this case given the Spaceship Fund was specifically targeting young investors," ASIC deputy chair Peter Kell said. In October, Spaceship GrowthX shuffled its investment mix to place 50% of the fund's assets under management ...|
|Federal Revenue and Financial Services Minister Kelly O'Dwyer announced a legal expert will join Peter Kell as ASIC's co-deputy chair. The Federal Government nominated Daniel Crennan to the newly created position and he will work alongside Kell, who ...|
|... for a second deputy chair. Federal Minister for Revenue and Financial Services Kelly O'Dwyer said ASIC deputy chair Peter Kell and commissioner John Price will remain at ASIC for one and two years, respectively. The reappointments come ahead of expected ...|
|... to take into account and respond to any emerging issues that arise during the transition period," ASIC deputy chair, Peter Kell said. The consultation period will last five weeks, closing on 6 April 2018. The guidance will be finalised in line with AFCA ...|
|... often resulted in a substantial erosion of the client's superannuation balances, the court said. ASIC deputy chair Peter Kell said the breaches were the result of poor conduct. "This is a significant outcome in a case where a financial services business ...|
|... Insurers should properly supervise their sales staff and ensure that no misconduct is occurring," ASIC deputy chair Peter Kell said. The review is part of the regulator's Indigenous Outreach Program. Separately, ClearView has launched an online payment ...|
|... Advisers, licensees and their staff who engage in these practices should consider this a final warning," ASIC chair Peter Kell said. "AFS licensees have ultimate responsibility for the conduct of their representatives and need to effectively monitor ...|
The $850 billion asset consultant has appointed a co-head of the not-for-profit client sector, nabbing Mercer's Pacific client segment leader for endowments and foundations.
The federal minister for women has awarded the Financial Planning Association of Australia a mandate to deliver $1.5 million worth of scholarships.
An ASX-listed financial services firm will acquire Sentry Group for $7 million and add 155 authorised representatives to its books.
Leaders in the financial services industry have been recognised in the Queen's Birthday 2021 Honours list, with a number from the superannuation sector represented.
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