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|Showing 51 - 60 of 100+ results for "Peter Kell"|
|... to communicate to the client important and relevant information about the advice they receive," ASIC deputy chairman Peter Kell said. "We welcome feedback that will help advisers achieve this objective. The SOA should not be designed as a mechanism to ...|
|... June 8 are BT Financial Group chief executive Brad Cooper; APRA deputy chairman Helen Rowell; ASIC deputy chairman Peter Kell; Banking and Finance Oath director Pauline Vamos; Australian Bankers Association executive director - retail policy, Diane Tate ...|
|... countries ahead of Australia were China, Belgium, Canada and nations grouped as the Russian Federation. ASIC deputy chair Peter Kell said he welcomed these results, noting 15% of Australian students were high performers compared to the OECD average of ...|
|... by Ross for clients in connection with the scheme were also taken into account in sentencing. ASIC deputy chairman Peter Kell said Ross exploited the trust he instilled in clients by promoting and operating an illegal scheme that exposed his clients ...|
|... new poster provides a selection of red flag indicators that financial planners can look out for." ASIC deputy chair Peter Kell added: "The risk assessment tool will help the financial advice industry understand the full range of financial crime risks ...|
|... resources to provide the services covered by its licence and to conduct the business lawfully," ASIC deputy chairman Peter Kell said. RGIB had held its AFS licence since March 2003, and provided general financial product advice. The company was also ...|
|... advice they provide complies with the best interest obligation, and is appropriate for clients. ASIC deputy chairman Peter Kell said the finding against NSG is a yardstick upon which the industry can rely. "This finding, the first of its kind, provides ...|
|The Life Insurance Code of Practice should be expanded, according to ASIC deputy chair Peter Kell. Speaking on a panel at the 2017 Financial Services Council Life Insurance Conference in Sydney, Kell said that there is still "an enormous amount to be ...|
|... financial advice sector as well as financial advice industry bodies and consumer organisations," ASIC deputy chairman Peter Kell said. "We saw benefit in extending our interaction with this sector through the establishment of a committee made up of practising ...|
|... resources to provide the services covered by its licence and to conduct the business lawfully," ASIC deputy chairman Peter Kell said. "Membership of an EDR scheme is also an important requirement for licensees and ASIC will not hesitate to act against ...|
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The $850 billion asset consultant has appointed a co-head of the not-for-profit client sector, nabbing Mercer's Pacific client segment leader for endowments and foundations.
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The federal minister for women has awarded the Financial Planning Association of Australia a mandate to deliver $1.5 million worth of scholarships.
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An ASX-listed financial services firm will acquire Sentry Group for $7 million and add 155 authorised representatives to its books.
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Leaders in the financial services industry have been recognised in the Queen's Birthday 2021 Honours list, with a number from the superannuation sector represented.
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