Search Results | Showing 111 - 120 of 263 results for "Peter Kell" |
| | ... is to ensure that financial products are appropriate for the consumers' needs and circumstances," ASIC deputy chair Peter Kell said. "Where that doesn't occur, ASIC will intervene to ensure that affected clients are reviewed and compensated fairly and ... |
| | | ... financial advantage, larceny and using and possessing other people's identification information. ASIC deputy chair Peter Kell said: 'Banning unscrupulous operators like Mr D'Lamartin will ensure consumers can have trust and confidence in the financial ... |
| | | ... strengthen the alignment of remuneration and incentives to customer outcomes." Commenting on the ban, ASIC deputy chair Peter Kell said: "ASIC will continue to protect consumers by removing those who engage in misleading and deceptive conduct from the ... |
| | | ... obligations and licence conditions. ASIC has suspended Allegianz's licence until 10 September 2016. ASIC deputy chair Peter Kell said: "Licensees are required to lodge financial statements with ASIC to demonstrate their capacity to provide financial ... |
| | | ... SMSF is a significant financial step for consumers and many factors can impact their decision," said ASIC deputy chair Peter Kell. "It is therefore important that consumers receive quality, compliant advice that will assist them in making informed decisions ... |
| | | ... targeted external audits and additional staff training to improve monitoring, reporting and governance." ASIC deputy chair Peter Kell concluded, "Appropriate compliance and systems to monitor compliance are essential for banks to adhere to their AFS ... |
| | | ... was a deliberate addition to the general responsible lending obligations by the Government," said ASIC deputy chair Peter Kell. "The requirement is designed to ensure that consumers do not end up with unmanageable debt. This case demonstrates that ASIC ... |
| | | ... assisted his client in lodging false withdrawal forms using that information. Commenting on the ban, ASIC deputy chair Peter Kell said: "When acting on behalf of their clients, financial advisers must not engage in behaviour that is misleading or deceptive. ... |
| | | ... investors and may sway their decisions about their investments or their choice of adviser," said ASIC deputy chair Peter Kell. "Consumers must not be misled into believing that an adviser is independent and free from influence by commissions or other ... |
| | | ... investigation was the affected consumers, and we have pursued the best result possible for those consumers," ASIC deputy chair Peter Kell said. ACE, which is merging with Chubb under the Chubb brand, announced earlier this month that Combined would write ... |
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