Search Results | Showing 1 - 10 of 6500 results for "Regulatory" |
| | | ... Superannuation, which accounts for around $397 billion of assets sitting across platforms, according to APRA, brings a strict regulatory obligation along with it to safeguard the retirement savings of Australians. That safeguard comes in the form of ... |
| | | | ... as a significant segment of the Australian dollar credit market, with QIC saying the asset class is benefiting from regulatory reforms, growing investor demand and changing rating treatment. In a new research paper, The Return of Corporate Hybrids and ... |
| | | | ASIC has scored a whopping $830 million in civil penalty orders in the last financial year alone, a Freedom of Information (FOI) request revealed. The FOI obtained by Lambros Photios, the founder of technology services and artificial intelligence (AI) ... |
| | | | The Financial Services Credit Panel (FSCP) has cancelled the registration of financial adviser Peter Morrison-Dowd and banned him from providing personal advice to retail clients until at least September 2027 after finding multiple breaches of his legal ... |
| | | | ... managed investment schemes. While those issues have been rectified, the regulator said the reporting failures warranted regulatory action. Under the suspension, Prime Value is prohibited from issuing interests in its managed investment schemes to new ... |
| | | | ... its financial reports or risk delisting from the ASX. Sorrenson brings nearly two decades of legal, governance and regulatory experience across financial services, including banking, regulation and superannuation. She returns to Brighter Super after ... |
| | | | ASIC has cancelled the Australian financial services licence (AFSL) of Queensland-based Australian Fiduciaries, which is currently in liquidation. This follows Australian Fiduciaries' inability to pay the amount determined by the Australian Financial ... |
| | | | ... expectations on regulators to promote the "sound functioning" of the financial system, reminding both to consider the regulatory impact of its activities on affected industries, especially on small businesses and market entrants, "ensuring its actions ... |
| | | | ... experience across financial services strategy, retirement, investment, insurance, product design, member engagement and regulatory policy. Callil will spearhead the development and execution of NGS Super's enterprise-wide strategy, including its ... |
| | | | Financial advisers could face more than $5000 in combined regulatory levies this financial year, with the Financial Advice Association Australia ( FAAA ) warning rising ASIC and Compensation Scheme of Last Resort (CSLR) cost are placing unsustainable ... |
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