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Showing 1 - 10 of 5772 results for "Regulatory"

Trump Media to launch ETFs

ANDREW MCKEAN  |  WEDNESDAY, 26 MAR 2025
... funds will be available to investors through Crypto.com's broker dealer Foris Capital. Subject to a final agreement and regulatory approval, they're slated to launch later this year and be widely available across platforms and brokerages in the US, Europe ...

Government looks to bolster TPB, tax compliance

JAMIE WILLIAMSON  |  TUESDAY, 25 MAR 2025
The government plans to strengthen the sanctions available to the Tax Practitioners Board (TPB) to protect consumers against misconduct. As part of the Federal Budget, the Albanese government is enhancing sanctions the TPB can impose, modernising the ...

My Dealer Services partners to enhance adviser education

MATTHEW WAI  |  TUESDAY, 25 MAR 2025
... Compliance Portal, which showcases all key compliance dates and requirements along with the latest industry governance and regulatory updates for advisers. In 2024, MDS has supported more than 20% of all self-licensed advisers and is "rapidly" growing ...

Government plans to develop 'fit for purpose' digital asset regime

ANDREW MCKEAN  |  MONDAY, 24 MAR 2025
... platforms; a framework for payment stablecoins under the government's payments licensing reforms; a review of the Enhanced Regulatory Sandbox, and a range of initiatives to investigate how to "safely unlock" the potential benefits of digital asset technology ...

Study finds 5000 European ESG funds investing in fossil fuels

JAMIE WILLIAMSON  |  THURSDAY, 20 MAR 2025
... with plans to expand, with Glencore and its subsidiaries taking the lion's share. The research also shows that looming regulatory guidelines aimed at curbing greenwashing fall short. From May, investment managers will have to comply with new naming guidelines ...

Super fund consolidation to accelerate: Mercer

ANDREW MCKEAN  |  THURSDAY, 20 MAR 2025
... ranking defining and communicating a value proposition highly. Mercer also emphasised the importance of addressing regulatory "hotspots," noting increased scrutiny from APRA and ASIC through industry reviews and enforcement actions. "This includes a ...

AFCA opens consultation on financial elder abuse, family violence

KARREN VERGARA  |  WEDNESDAY, 19 MAR 2025
The Australian Financial Complaints Authority (AFCA) has launched two consultations on how it should improve its approach to handling complaints related to financial elder abuse and family violence. AFCA said it seeks to ensure consistency in how it ...

Falcon Capital, First Guardian Master Fund set for liquidation

KARREN VERGARA  |  TUESDAY, 18 MAR 2025
ASIC is attempting to liquidate responsible entity Falcon Capital, wind up the First Guardian Master Fund, as well as impose a receiver and manager to director David Anderson's personal property. The regulator has put into motion the applications ...

TWC Invest makes risk, technology hires

MATTHEW WAI  |  MONDAY, 17 MAR 2025
... $50 million in asset under management to $13 billion AUM over the past years. Thompson will oversee risk frameworks, regulatory compliance and operational integrity, TWC said. He will also reinforce the firm's dedication to transparency, accountability ...

Underperforming managers in China could see pay halved

KARREN VERGARA  |  MONDAY, 17 MAR 2025
... the US$4.6 trillion mutual fund industry, according to a report. A Bloomberg article shows that the China Securities Regulatory Commission (CSRC) is proposing to cut fund managers' pay if they record a loss or return 10% less than their performance ...
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