Search ResultsShowing 51 - 60 of 100+ results for "Regulatory"
Risk roles on the rise: SEEK
ALLY SELBY  |  WEDNESDAY, 11 DEC 2019
... platform predicts that risk and compliance will be a core focus for the private sector in 2020, thanks to more active regulatory bodies. Other key trends in the report include social services and construction as employment growth areas, and demand for ...
Active ETF review results imminent
KANIKA SOOD  |  WEDNESDAY, 11 DEC 2019
... July ban on listings of new active ETFs that don't disclose their holdings daily, as it announced a review of the regulatory settings for non-transparent products. Active ETFs that use internal market making and hence don't have to disclose their ...
ASIC suspends Melbourne-based AFSL
ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
ASIC has suspended the AFSL of Melbourne-based financial services provider Australian Golden Securities until May 2020. ASIC said the licence has been suspended over concerns the company is not meeting its obligations as an AFS licensee. The regulator ...
AMP welcomes former PwC partner
ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
... years. Chowdry is currently partner and national leader of Minter Ellison Consulting's financial services, risk and regulatory practice in Australia. Prior to that he was a partner at PwC's financial services practice for close to three decades; auditing ...
IOOF, ANZ transaction gets green light
ELIZA BAVIN  |  TUESDAY, 10 DEC 2019
APRA has approved IOOF's application to purchase ANZ's superannuation business. The decision to allow the purchase of OnePath Custodians and Oasis Funds Management comes from APRA after it was granted the legislative power to approve or refuse an application ...
Culture index launched
ELIZA BAVIN  |  TUESDAY, 10 DEC 2019
In response to current concerns around Australian corporate culture exposed by the Hayne Royal Commission, a Melbourne-based startup has launched a standardised index creating culture transparency. The Workability Index (TWI) aims to provide companies ...
Fix gaps in AFCA remit: Creevey Russell
ELIZABETH MCARTHUR  |  MONDAY, 9 DEC 2019
Creevey Russell principle Dan Creevey is calling on the government to urgently fix gaps in reforms made to the Australian Financial Complaints Authority, with certain groups at risk. As part of the reforms following the Royal Commission, changes were ...
Industry fund publicly shames investment adviser
ELIZABETH MCARTHUR  |  MONDAY, 9 DEC 2019
... constitute a poor investment over the long term." He said the fund has concerns that it is exposed to significant legal, regulatory and reputational risks in North America and Europe due to allegations of labour law and occupational health and safety ...
Advice dealer group rebrands
HARRISON WORLEY  |  MONDAY, 9 DEC 2019
... operating efficiencies and scale, lower costs, reduced risk and improved compliance outcomes. Donat noted a more complex regulatory environment left clients in need of a "progressive partner" as they try to simultaneously find their way and deliver what ...
Industry fund cuts fees
HARRISON WORLEY  |  FRIDAY, 6 DEC 2019
... to increase by $0.50 to $2 from February 2020 . Cbus chief executive David Atkin said the change was in response to regulatory changes, pointing out the fund hasn't increased account keeping fees over the last decade. "We work hard to keep fees as ...
Link to something 1n3grgaD