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|Search Results||Showing 51 - 60 of 100+ results for "Regulatory"|
|The US Department of Financial Services (DFS) has hit Deutsche Bank with a US$150 million penalty for the bank's relationship with disgraced financier Jeffrey Epstein. This marks the first enforcement action by a regulator against a financial institution ...|
|... liquidity challenges, falling investment returns and early access withdrawals. These pressures, combined with heavier regulatory demands, will increase the likelihood of more fund mergers to achieve greater scale."|
|... including unprecedented numbers of people accessing part of their superannuation early, alongside an inherently complex regulatory environment means that now more than ever, specialist superannuation trustee experience is essential. "We congratulate ...|
|... years. Michael Saadie will act as chief customer officer, business and private banking, effective April 30, subject to regulatory approvals. Earlier in the month, Michael Baird left as the chief customer officer of the consumer bank effective April 15. ...|
|... in a note to superannuation members. The new financial year also saw BT update super members on fees and costs. The Regulatory Change Expense Recovery fee reduced for BT Lifestage members from 0.05% to 0.01% and for all other investment options from ...|
|In an action filed in the Federal Court ANZ has been accused of throwing a whistleblower under the bus, paying a fine as "hush money" and "virtue signalling" following ASIC's investigation into ANZ's alleged manipulation of the bank bill swap rate. ...|
|APRA has imposed licence conditions on Colonial First State Investments Limited to ensure super members' best interests are met, effective immediately. The regulator's decision follows an investigation into matters referred to it by the Royal ...|
|... relationships, Watson said. "Fees are an absolute priority for us. Not at this stage, we have been working through the many regulatory changes," Watson said. According to the APRA heat map, First Super's default option's total fees fell from ...|
|Law firm Slater and Gordon has slammed AMP chief executive Francesco De Ferrari's criticism of litigation funding and class actions, as AMP continues to battle lawsuits sparked by the Royal Commission. Slater and Gordon head of class actions Ben Hardwick ...|
|... to the group," Johnston said. "The changes provide further clarity around accountability, consistent with the BEAR regulatory requirements and will see the bank up for improved performance." Van Horen will commence in the role effective 4 August 2020. ...|
Munro Partners is introducing a global equities strategy to Canadian retail investors, after raising $1.5 billion in Canada since January 2019.
IFM Investors and Regal backed Spitfire has appointed administrators, as it looks to restructure the group after a shareholder reneged on promised funding.
Melbourne's Warakirri Asset Management has launched new retail funds from its freshly-minted partnership with Northcape Capital.
Synchron's general manager of legal, risk and compliance Michael Jones has resigned, with a new appointment to lead the dealer group's compliance.
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