Search ResultsShowing 1 - 10 of 100+ results for "Regulatory"
Cbus head of advice launches firm
KANIKA SOOD  |  FRIDAY, 17 JAN 2020
... Institute (FASI). FASI will work with superannuation funds, dealer groups or licensees, professional associations, regulatory bodies and political stakeholders on developing better advice models. The way Harper sees it; there are two main problems for ...
Regulation costly, time consuming: CSIRO
ELIZA BAVIN  |  FRIDAY, 17 JAN 2020
... approach to regulation in the corporate world in a submission to the Senate Select Committee on Financial Technology and Regulatory Technology. The science body noted that Australia's strong regulatory environment is a source of national competitive ...
SGE extension could hurt small entities: FSC
HARRISON WORLEY  |  THURSDAY, 16 JAN 2020
... entities would be discouraged from investing in Australian companies. This would be as a result of the increased "regulatory compliance burden" those entities and underlying portfolio companies would bear. The FSC said that if the legislation was designed ...
Powerwrap finds new line of business
KANIKA SOOD  |  THURSDAY, 16 JAN 2020
... through the tech systems for the changes while the US parties are working through approvals from US's Financial Industry Regulatory Authority (FINRA). The platform has $8.9 billion in assets under administration, and focuses on high-net-worth advisers. ...
ASIC increases levy costs
ELIZA BAVIN  |  THURSDAY, 16 JAN 2020
... "The ASIC industry funding model was designed so that industry levies are set at the end of the year, after ASIC's regulatory costs are known. This means there is always a risk that forecast levies will differ from actual levies," the ASIC spokesperson ...
HESTA names chief risk officer
JAMIE WILLIAMSON  |  THURSDAY, 16 JAN 2020
... of Andrew to the executive team recognises the vital importance we place in risk management and compliance with all regulatory requirements, and the need to coordinate these across a diverse range of business activities."
BlackRock wakes up to climate change
ALLY SELBY  |  WEDNESDAY, 15 JAN 2020
... risks effectively. We will also work with a broad range of parties - including asset owners, index providers, and regulatory and multilateral institutions - to advance sustainability in finance." So is this just another case of corporate greenwashing ...
The Income Store closed for business
ELIZABETH MCARTHUR  |  WEDNESDAY, 15 JAN 2020
The US Securities and Exchange Commission froze the assets of Ken Courtright's company Todays Growth Consultant which also operated as The Income Store. The commission has filed an emergency enforcement action, obtained a temporary restraining order ...
Dixon cuts US property fund value
ELIZA BAVIN  |  TUESDAY, 14 JAN 2020
... Australian dollar was also blamed for the devaluation to the portfolio, while higher end properties were hit with regulatory changes which had a greater impact on high value properties and individuals. "Based on preliminary results for the fund's portfolio ...
ASIC confirms SMSF negative returns
ELIZA BAVIN  |  TUESDAY, 14 JAN 2020
... was 4.65%." It should be noted, the 2016-17 statistical overview provided by the ATO is the most recent on record. Regulatory bodies like the ATO have been warning advisers for some time now about the risks associated with low-balance SMSFs, encouraging ...
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