|Search Results||Showing 1 - 10 of 100+ results for "Regulatory"|
|... Institute (FASI). FASI will work with superannuation funds, dealer groups or licensees, professional associations, regulatory bodies and political stakeholders on developing better advice models. The way Harper sees it; there are two main problems for ...|
|... approach to regulation in the corporate world in a submission to the Senate Select Committee on Financial Technology and Regulatory Technology. The science body noted that Australia's strong regulatory environment is a source of national competitive ...|
|... entities would be discouraged from investing in Australian companies. This would be as a result of the increased "regulatory compliance burden" those entities and underlying portfolio companies would bear. The FSC said that if the legislation was designed ...|
|... through the tech systems for the changes while the US parties are working through approvals from US's Financial Industry Regulatory Authority (FINRA). The platform has $8.9 billion in assets under administration, and focuses on high-net-worth advisers. ...|
|... "The ASIC industry funding model was designed so that industry levies are set at the end of the year, after ASIC's regulatory costs are known. This means there is always a risk that forecast levies will differ from actual levies," the ASIC spokesperson ...|
|... of Andrew to the executive team recognises the vital importance we place in risk management and compliance with all regulatory requirements, and the need to coordinate these across a diverse range of business activities."|
|... risks effectively. We will also work with a broad range of parties - including asset owners, index providers, and regulatory and multilateral institutions - to advance sustainability in finance." So is this just another case of corporate greenwashing ...|
|The US Securities and Exchange Commission froze the assets of Ken Courtright's company Todays Growth Consultant which also operated as The Income Store. The commission has filed an emergency enforcement action, obtained a temporary restraining order ...|
|... Australian dollar was also blamed for the devaluation to the portfolio, while higher end properties were hit with regulatory changes which had a greater impact on high value properties and individuals. "Based on preliminary results for the fund's portfolio ...|
|... was 4.65%." It should be noted, the 2016-17 statistical overview provided by the ATO is the most recent on record. Regulatory bodies like the ATO have been warning advisers for some time now about the risks associated with low-balance SMSFs, encouraging ...|
Australia's largest superannuation funds and wealth companies have largely cut back on their advertising spends over the past five years, documents from the Standing Committee on Economics show.
The former head of advice of the $57 billion superannuation fund has launched a new advisory aimed at working with super funds and dealer groups to develop better models of delivering advice.
For the first time, climate crisis and environmental degradation have taken out the top five spots in a list ranking the risks most likely to impact the world over the coming decade.
Powerwrap has signed an agreement in what could be its second-biggest client after Escala Partners and a new line of business for the platform.
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