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|Search Results||Showing 1 - 10 of 100+ results for "Regulatory"|
|... independently owned Australian equities and fixed income fund managers. The transaction, which remains subject to certain regulatory approvals, is expected to close in April 2021. At completion, Nikko AM's Australian equities business will be rebranded ...|
|... its trustee determined that the decline in member numbers made it challenging to operate in an increasingly complex regulatory environment. It comes less than a week after Equipsuper announced its merger with Toyota Super's 5000 members. BOC Super ...|
|Every aspect of the aged care system is plagued by complexity and systemic problems that puts the most vulnerable at risk, the landmark inquiry found in its in final report. The final report of the Royal Commission into Aged Care Quality and Safety ...|
|... into whether a merger of the two funds is in the best interest of members. VISSF chair Peter Sharples said increasing regulatory reform and rising costs of compliance is having an impact, with the fund recognising the benefits scale could provide to ...|
|... soon commence trading on ASX, along with the recently announced VanEck Vectors Global Clean Energy ETF (CLNE), pending regulatory approval. VanEck managing director and head of Asia Pacific Arian Neiron said: "VanEck will shortly have 28 ETFs listed ...|
|... United Kingdom and Europe through the MiFID II legislation," Blomfield said. The solution comes after ASIC released its regulatory guide on DDO in December following consultation and engagement with the industry .|
|... year. "There are great synergies between the UK and Australian financial advice markets in terms of adviser needs, regulatory reforms and market dynamics," Koch said. Intelliflo recently formed an agreement with Centrepoint Alliance to distribute its ...|
|... comply with client money reconciliation requirements and failed to include the required intermediary identification in regulatory data submitted to relevant market operators. The regulator alleges there were systemic compliance failures at the trading ...|
|... said. "As part of the move into the UK, we are further localising all products for the UK market, over layering UK FCA regulatory standards to meet the needs of British clients." David Hempson will join the company as its new business development director ...|
|... account the rationale for the transaction, including where it is in response to guidelines or directions from other regulatory bodies. However, any such directions do not override competition law considerations." Sims said the current concern around ...|
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VanEck has expanded its range of ETFs, announcing two new offerings to join its new Global Clean Energy ETF.
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The financial services software company has announced its plans to launch a technological solution to meet the Design and Distribution Obligations (DDO), commencing 5 October 2021.
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Capgemini has named a new managing director for Australia and New Zealand, following the recent promotion of Olaf Pietschner.
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Victorian-based Ahmed Saad appeared in court after being charged with dishonestly obtaining financial advantage by deception for his role in an illegal retail superannuation scheme.
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