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|Search Results||Showing 1 - 10 of 100+ results for "Regulatory"|
|... to reviews, and one winding up its fund. ASIC said it will continue to monitor the outcomes and consider appropriate regulatory action, including enforcement action where necessary. "Funds should be "true to label". This is not a nice-to-have. It's a ...|
|... investment in the US. The firms expect to complete the transaction in the fourth quarter of 2020 or early 2021, subject to regulatory approvals, the specific terms of the deal have not been disclosed.|
|... put out a consultation paper on MDAs last year but in March this year, said it had been delayed as it recalibrated regulatory priorities to focus on COVID-19. The regulator was understood to have been concerned that MDAs' popularity may be driven by ...|
|... impacted by Victorian lockdowns will also be taken into account. As part of the no-action, ASIC said it wouldn't be taking regulatory action against AFSLs or their representatives for a breach of sections 62G, 962K and 962S of the Corporations Act. For ...|
|Treasury has announced another tranche of reforms to the Foreign Investment Review (FIRB) Framework. The latest reforms amend the fee framework, increasing fees for foreign investment applications for commercial businesses, agricultural land and residential ...|
|... independent non-executive director, effective November 2020. He will also become a member of the board's legal, regulatory and compliance committee and well as its technology committee. In announcing Hawker's appointment, Westpac also informed ...|
|The Superannuation Complaints Tribunal (SCT) will cease to exist at the end of this year, with the Australian Financial Complaints Tribunal (AFCA) seeking to handle any remaining complaints currently with the SCT. AFCA has opened consultation on changing ...|
|The Australian Securities and Investments Commission imposed tougher registration conditions for two SMSF auditors following a slew of misconduct. William Krammer from Victoria and Yuk Wong from New South Wales have breached auditor independence and ...|
|A CSIRO contractor has been sentenced over fraudulent behaviour after he used the organisation's servers and supercomputers to carry out cryptocurrency mining. He was caught out after the CSIRO noticed serious impairment of its computing infrastructure ...|
|The Supreme Court of Victoria has made a winding up order for Mayfair 101's IPO Wealth fund. In response to the decision, Mayfair said it was disappointed with the outcome and believes it will result in negative ramifications for unitholders. The embattled ...|
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BNP Paribas Asset Management's investments chief for the Asia Pacific has retired after more than three decades of service.
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J.P. Morgan has begun moving its Australian customers over to its global accounting system, which will give local clients access to additional services.
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The masterfunds sector lost $38.4 billion over the 2019-20 financial year but has almost recovered the losses instigated by the global pandemic, the latest Plan For Life data show.
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A boutique manager has launched its Bermuda-based fund to the Australian market, with underlying assets in US life insurance policies.
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