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|Search Results||Showing 11 - 20 of 100+ results for "Regulatory"|
|... be excluded from obtaining life insurance cover. McCormack said he was encouraged that it looked like the "door to regulatory reform is more open" that it had been previously. Mu agreed with Hume that he hopes to see more early intervention and the ability ...|
|... services and channels," the report said. "Unfortunately, at the moment, the opposite is the case. Recent policy and regulatory changes and others currently being consider threaten to make insurance harder for Australians to access." It said for many ...|
|... boards, Class Actions Australia said. Similarly, during the hearing, Professor Sulette Lombard argued that additional regulatory oversight would not generate the optimal outcome for the judicial system. "I do have concerns on the emphasis on securities ...|
|... "Financial advisers were already facing a raft of challenges, as the industry undergoes significant adjustments and regulatory requirements such as the Best Interest Duty were resulting in a greater focus on the fees and benefits of investment solutions ...|
|... NULIS said it intends to explore opportunities to enhance its intra-fund advice offering, but requires more concise regulatory definitions before it can proceed. In a written response submitted to the House of Representatives Standing Committee on Economics ...|
|UBS will cough up more than $14 million (US$10 million) after the US Securities and Exchange Commission found it had violated rules giving retail investors priority in municipal bond offerings. According to the SEC, UBS improperly allocated bonds intended ...|
|... additional time it would take to resolve during the current economic environment. ASIC will now review its updated regulatory guidance RG 209 (credit licensing: responsible lending conduct) and will consider what implications the Federal Court decision ...|
|... specific date of commencement has been set, Westpac said he is due to step into the role later this year, subject to regulatory approvals. Miller is replacing Lyn Cobley , who had held the role for five years and announced her retirement at the end of ...|
|The US Department of Labor (DOL) is considering imposing strict rules on how pension funds invest, which could see the scope for ethical and responsible investing limited. The DOL has proposed an amendment to the Employee Retirement Income Security ...|
|... processes relating to tax debts. The Australian Securities and Investments Commission will target corporate compliance and regulatory issues." ATO assistant commissioner Aislinn Walwyn, who leads the agency's operational activity said that the arrests ...|
There is a good chance the planned superannuation guarantee increase to 12% will be deferred again as the nation continues to struggle with the effects of COVID-19, according to Mercer senior partner David Knox.
BetaShares' ETF that tracks crude oil futures is once again changing the length of contracts it tracks and is taking extra measures to automatically convert the ETF to all cash if oil futures drop significantly again.
The global fund manager saw its profits tumble 196% following net outflows of close to $19 billion in the first half of this year, resulting in heavy hits to fee and commission income.
Chi-X TraCRs and funds will now be offered on a $1.9 billion privately owned wealth management platform, granting financial advisers and their clients access to some of the world's biggest listed companies.
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