The latest issue of Financial Standard now available as an e-newspaper
|Search Results||Showing 71 - 80 of 100+ results for "Regulatory"|
|... coal and cut back on investment in the fossil fuel industry, publish exclusion lists, no longer put the brakes on regulatory changes in favour of the climate through their professional associations," Zaouati said. "This list is not exhaustive. Let everyone ...|
|While other legislation and regulatory work was delayed as a result of COVID-19, ASIC was recently granted the power to receive intercepted information, such as tapped phone calls. ASIC cannot tap phones itself or obtain an interception warrant, however ...|
|... offices and ultra-high-net-worths around the world, said the launch is a part of its strategy to become the leading regulatory compliant distribution platform for illiquid investment opportunities. "[We are]creating a super-distribution hub that will ...|
|... SMSF investing in property development, care needs to be taken to ensure that there are no breaches of regulation. "Regulatory concerns that can arise in some arrangements include whether the arrangement amounts to the SMSF being maintained for a purpose ...|
|... to maintain and protect their revenue streams." It is Yazbeck's opinion that financial advisers were saddled with a regulatory burden that was negotiated in the institutions' favour. The Royal Commission and the FASEA regime, Yazbeck said, have resulted ...|
|ASIC has trumped the Commonwealth Bank for failures in its AgriAdvantage Plus Package, with the Federal Court of Australia ordering the bank to cough up a $5 million penalty. On Friday, the Court found that the bank had breached the ASIC Act and Corporations ...|
|... involvement in the sector. The firm's paper also said the tailwinds driving the accelerated mergers were underpinned but regulatory pressure, scrutiny and oversight, noting the increased focus on member outcomes, fees, costs and performance, the impending ...|
|... to foreign investment made by the United States, the United Kingdom, Japan and New Zealand. "Our foreign investment regulatory framework has always sort to strike a balance between, on the one hand, welcoming and inviting foreign investment to this country ...|
|... wants to see AFSLs only responsible for the oversight of product compliance, rather than being responsible for the regulatory compliance of individual financial advisers. Instead, the FPA envisions a world where financial advisers are registered to a ...|
|... post-Budget," Ashenden said. As a result, the technical team at BT is producing fortnightly webinars to give advisers regulatory updates and answer some of their key questions Understanding what stimulus measures clients may be illegible for is not always ...|
There is a good chance the planned superannuation guarantee increase to 12% will be deferred again as the nation continues to struggle with the effects of COVID-19, according to Mercer senior partner David Knox.
BetaShares' ETF that tracks crude oil futures is once again changing the length of contracts it tracks and is taking extra measures to automatically convert the ETF to all cash if oil futures drop significantly again.
The global fund manager saw its profits tumble 196% following net outflows of close to $19 billion in the first half of this year, resulting in heavy hits to fee and commission income.
Chi-X TraCRs and funds will now be offered on a privately owned wealth management platform, granting financial advisers and their clients access to some of the world's biggest listed companies.
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