Search Results | Showing 71 - 80 of 5812 results for "Regulatory" |
| | ASIC has banned JB Markets director Peter Aardoom from providing financial services, controlling an entity that carries on a financial services business and performing any function involved in the carrying on of a financial services business for eight ... |
| | | ... ensuring Australians have a fair, strong and efficient financial system. More broadly, ASIC is actively looking at the regulatory settings for our markets and will release a discussion paper this week on the subject. These new rules demonstrate our commitment ... |
| | | ... things, evaluating the potential for a 'national digital asset stockpile', akin to America's oil reserve, and proposing a regulatory framework for the issuance and operation of cryptocurrencies," he said. However, Farmer said that it is still too early ... |
| | | ... due diligence, and Selfwealth has been provided with satisfactory information regarding Svava's funding capacity, regulatory approvals and other matters, which has led the board to determine to commence the matching right process. This comes as the ... |
| | | ... end-to-end advice journey, he added. "We've been able to design a solution and a service that fits the existing regulatory settings, but, more importantly, works through the architecture and the interactions between the various technologies that ... |
| | | ... Super in partnership with data and technology provider Novigi. Completion of the deal is expected in Q2 2025, pending regulatory approval. Iress will continue to provide certain transition services for up to 18 months post-acquisition. |
| | | Senator Andrew Bragg has questioned ASIC over how it handles investigations and proceedings against superannuation funds when it comes to claims handling delays. The back and forth with ASIC commissioner Simone Constant consisted largely of Constant ... |
| | | ... market is now in blue-sky territory, and governments around the world, including in Australia, are working on developing regulatory environments for cryptocurrency that will provide greater protection to investors. "Recent policy announcements from the ... |
| | | Former Melbourne financial adviser Bradley Grimm will continue to serve his sentence after failing to have his dishonesty conviction and prison term overturned. Grimm pleaded guilty to three counts of engaging in dishonest conduct whilst running a financial ... |
| | | ... additional relief aims to reduce the reporting burden on industry while still ensuring that ASIC receives reports of high regulatory value," the regulator said. The relief would apply to breaches fixed within 30 days - including any required mediation ... |
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