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Showing 71 - 80 of 6415 results for "Regulatory"

ETF Shares to launch two ETFs on ASX

MATTHEW WAI  |  TUESDAY, 28 APR 2026
... Earlier this week, Canada's TMX Group has announced that it reached an agreement to acquire the exchange, pending regulatory approvals.

Unprecedented times need growth and resilience: SIAA

KARREN VERGARA  |  FRIDAY, 24 APR 2026
... During unprecedented times, it is important for the financial services industry to balance growth and resilience amid regulatory reforms, the rise of artificial intelligence and an ever-changing geopolitical landscape, according to the Stockbrokers and ...

ASIC reviews AFSLs over finfluencer concerns

ELIZA BAVIN  |  FRIDAY, 24 APR 2026
ASIC has issued warning notices to four finfluencers suspected of providing unlicensed financial advice or engaging in misleading or deceptive conduct, as well as commencing a review of several licensees and their supervision of 15 finfluencers operating ...

ASIC bans another former MWL adviser

ELIZA BAVIN  |  THURSDAY, 23 APR 2026
ASIC has banned Sydney-based former financial adviser John Morgan from providing financial services, controlling an entity that carries on a financial services business or performing any function involved in the carrying on of a financial services business ...

Cboe offloads local exchange to Canadian giant

RIDDHIMA TALWANI  |  THURSDAY, 23 APR 2026
... sharpen strategic focus on emerging growth opportunities despite sound performance. ASIC said the deal is subject to its regulatory approval and it will expedite assessment of the application. "Should the purchase go ahead, ASIC expects an orderly transition ...

Advisers reprimanded over fee-for-no-service conduct

MATTHEW WAI  |  WEDNESDAY, 22 APR 2026
The Financial Services and Credit Panel (FSCP) has issued three determinations in the month of April, including a reprimand to a financial adviser who continued to collect fees from a client for over a year after the service agreement ended. The adviser ...

ASIC to refresh financial market infrastructure guides

KARREN VERGARA  |  TUESDAY, 21 APR 2026
ASIC is updating its regulatory guides to reflect recent reforms to financial market infrastructure (FMI) rules and is seeking industry feedback. The FMI reforms affect three ASIC regulatory guides that are up for review, following the introduction ...

HUB24 sees $4bn net inflows, advances HTFS takeover

ELIZA BAVIN  |  TUESDAY, 21 APR 2026
... material financial impact on HUB24's EBITDA in FY27 and beyond," HUB24 said. The acquisition is subject to APRA and other regulatory approvals and is expected to be complete by the end of 2026. HTFS will continue to provide trustee services to the HUB24 ...

ASIC issues roadmap for digital assets law reform

ELIZA BAVIN  |  TUESDAY, 21 APR 2026
ASIC said it will be issuing new regulatory guidance and set out certain operations standards as it prepares to implement new laws which will bring digital asset platforms (DAPs) and tokenised custody platforms (TCPs) under the financial services licensing ...

Partners Wealth Group unveils new identity for Partners Private

MATTHEW WAI  |  TUESDAY, 21 APR 2026
... separation between financial advice and investment decision-making, aligning with global best practice and increasing regulatory expectations across the wealth management sector, the firm explained. Under the new structure, Brett Cairns, former chief ...