|Search Results||Showing 71 - 80 of 100+ results for "Regulatory"|
|ASIC has banned two former financial advisers for five years and one year respectively. Former NAB adviser Wendy Chapman and Brisbane-based former financial adviser Nina Katherina Williams were banned by the regulator last week. Chapman who has been ...|
|... reductions in costs and, in some cases, changes of trustee as a result," he said. "However, when coupled with new regulatory powers and penalties provided by the Parliament earlier this year, our heat map means APRA is now much more well-equipped to ...|
|... is ambiguity in the code," De Gori said. "It doesn't matter how good the guidance is. Courts of law and other regulatory bodies that might look at the Code of Ethics - how will they interpret it? "FASEA creates the Code of Ethics but they don't ...|
|... with a suite of new requirements set to apply from late-2020. The corporate regulator released an updated version of Regulatory Guide 97 Disclosing Fees and Costs in PDSs and Periodic Statements (RG97) on Friday, which simplifies how fees and costs are ...|
|... of the code as a whole and the professional standards framework from which it is derived; the current legislative, regulatory and professional environment within which the code operates and; FASEA's guidance on the operation of the code. It will also ...|
|... are specifically a conflict, FASEA chief executive Stephen Glenfield told the FPA Congress. Appearing as part of a regulatory update alongside ASIC commissioner Danielle Press, Glenfield said advisers should be using this time to assess their remuneration ...|
|... it was 18 years ago but it has largely held steady over the last few years. She expects this to change with the new regulatory requirements. "I am expecting it will go up to 15 to 17% of our revenue," she said. However, compliance spend will vary from ...|
|With no legal or regulatory barriers to using technology to deliver advice, the Financial Planning Association of Australia is confident the future of your practice is paper-free and prosperous. Earlier this year, the FPA established The Future of the ...|
|... delegates at the FPA Congress, with an update expected. FASEA chief executive Stephen Glenfield will speak as part of a regulatory update, with Julie Berry from the Tax Practitioners Board, ASIC's Kate Metz ASIC and FPA chief executive Dante De Gori ...|
|... alleged parties and individuals involved. Regal added that as an active participant in Australian equity markets, regulatory scrutiny was expected "from time to time". "Regal's responsibility to its clients is paramount and it takes its obligations to ...|
Australia's largest superannuation funds and wealth companies have largely cut back on their advertising spends over the past five years, documents from the Standing Committee on Economics show.
The former head of advice of the $57 billion superannuation fund has launched a new advisory aimed at working with super funds and dealer groups to develop better models of delivering advice.
For the first time, climate crisis and environmental degradation have taken out the top five spots in a list ranking the risks most likely to impact the world over the coming decade.
Powerwrap has signed an agreement in what could be its second-biggest client after Escala Partners and a new line of business for the platform.
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