|Search Results||Showing 81 - 90 of 100+ results for "Regulatory"|
|... upcoming Royal Commission, around September 12, 2017. Her title was now general counsel, DRRE (dispute resolution and regulatory engagement). But her remuneration still remained the same, Cook claims. Her salary gross annual salary increased by $8,000 ...|
|... draconian operating regulations from the government; firstly, because they had the size and strength to absorb higher regulatory burdens and secondly, they knew more onerous regulations would force the non-bank aligned small business advisers out of ...|
|... regulator asked ASX and Chi-X to stop admitting new active ETFs that use internal market making as it reviewed the regulatory settings for internal market making used on them. About 20 active ETFs used the internal market making model at end of last ...|
|... transparency to ensure a better deal for consumers then I don't see how restricted APLs can co-exist in the new regulatory environment," Morris said. "APLs are at odds with the government's agenda and changing community standards, and it is time ...|
|... D'Alessandro said. "We want to go back to making super simple but we also understand that recent legislative and regulatory changes to the superannuation industry can be confusing. We absolutely don't want anyone to be at a disadvantage because ...|
|... 2019. "Proximity to the fast-growing economy of China, availability of highly-trained talent base, as well as robust regulatory landscape have successfully attracted both foreign and domestic hedge fund managers to base their operations in the special ...|
|The Financial Adviser Standards and Ethics Authority have released a guidance document for its code of ethics for financial advisers, which will come into effect on January 1, 2020. The code comprises of five values and 12 standards and has been designed ...|
|... formed the view that it is overly challenging to provide holistic digital advice within the constraints of the existing regulatory framework. "Unfortunately, the further steps we would need to take (over and above the extensive steps we have already ...|
|The Australian Prudential Regulation Authority will not appeal the Federal Court decision to dismiss its court action against IOOF. The case related to the management of conflicts of interest, the appropriate use of superannuation fund reserves and ...|
|An ASIC review has found significant industry-wide problems with the design of total and permanent disability insurance and the claims handling process. The regulator said the problems means the over millions of Australian workers who pay for the cover ...|
The executive manager of operations at a $17 billion industry superannuation fund resigned recently, with a replacement yet to be appointed.
Clime Investment Management has partnered with Sequoia to launch a new fund that aims to provide a yearly income of 8%.
A three-day trial has been scheduled for the landmark case brought against Rest by member Mark McVeigh.
A retail superannuation fund has dropped the investment fees on three options by 10 bps to 19 bps, with its chair saying the cuts will help it be more competitive.
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