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|Search Results||Showing 81 - 90 of 100+ results for "Regulatory"|
|ASIC has cancelled the AFSL of Olive Financial Markets following concerns that it had not complied with its obligations as an AFS licensee and that it was likely to contravene its obligations in the future. Olive Financial applied to the Australian ...|
|ASIC has permanently banned an ACT financial adviser over dodgy SMSF advice, and banned another from NSW for three years for failing to consider clients' best interests. Jane Myers, an authorised representative of Spectrum Wealth between 2013 and 2017 ...|
|... ASIC Enforcement Update along with an outline of its enforcement strategy for 2020. However, ASIC recalibrated its regulatory priorities in mid-April to focus on challenges created by the COVID-19 crisis and any highly significant or urgent matters. ...|
|... received a deluge of enquiries during March and April, as advisers move to better understand the government's latest regulatory changes and measures. "The focus from advisers to date has been on understanding how the different rules may benefit their ...|
|... its climate change risk disclosure reporting levels and the Modern Slavery Act," she said. "There's this pull from regulatory and this push from climate demand. Larry Fink just announced all of Blackrock's [active] funds will take sustainability into ...|
|Australia has received a below average grade from Morningstar for the regulatory and tax frameworks that its managed funds face. As part of its biannual Global Investor Experience report, the research house assessed the experiences of mutual fund investors ...|
|The Federal Court of Australia has ordered two financial services companies to be wound up, with McGrathNicol appointed as the liquidator of both firms. ASIC applied to have both Audrn Group and Optima Lending Solutions wound up earlier this year, with ...|
|... the industry to agree to a digital, consistent and automated process to ensure we can maintain a balance in meeting regulatory obligations, delivering for clients and having a financially sustainable advice profession." IOOF head of platform technology ...|
|Regulatory and compliance burden is a bigger challenge and disruption for financial advisers than COVID-19, the global pandemic that has ripped both economies and lives to shreds. In an interview with Financial Standard, Investment Trends research director ...|
|... point to the pressures on industry funds, particularly their exposure to the COVID-19 crisis from both investment and regulatory perspectives. "In the last month the concern for industry funds and retail funds in particular is about how many Australians ...|
Early Release of Super payments surged around $7 billion in the first week of July, according to Treasury estimates, but this may not be a reason to panic.
Funds from IOOF, Vanguard and Fiducian figure among the top-five performers among wholesale funds, in the latest Rainmaker Information tables to May end.
Pengana Capital's national sales manager for private banking and wealth has left the firm after more than five years, setting his eyes on a new life in sunny Queensland.
In a new paper from Actuaries Institute, Anthony Asher argues financial advice can be made cheaper if the Australian Taxation Office (ATO) provides some of the data necessary for good advice.
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