Search ResultsShowing 81 - 90 of 100+ results for "Regulatory"
Senior lawyer drags AMP to court
KANIKA SOOD  |  THURSDAY, 24 OCT 2019
... upcoming Royal Commission, around September 12, 2017. Her title was now general counsel, DRRE (dispute resolution and regulatory engagement). But her remuneration still remained the same, Cook claims. Her salary gross annual salary increased by $8,000 ...
Growing advice group in commissions fight
ELIZABETH MCARTHUR  |  THURSDAY, 24 OCT 2019
... draconian operating regulations from the government; firstly, because they had the size and strength to absorb higher regulatory burdens and secondly, they knew more onerous regulations would force the non-bank aligned small business advisers out of ...
Magellan active ETFs retain Zenith ratings
KANIKA SOOD  |  WEDNESDAY, 23 OCT 2019
... regulator asked ASX and Chi-X to stop admitting new active ETFs that use internal market making as it reviewed the regulatory settings for internal market making used on them. About 20 active ETFs used the internal market making model at end of last ...
Whistleblower calls out approved product lies
ELIZA BAVIN  |  WEDNESDAY, 23 OCT 2019
... transparency to ensure a better deal for consumers then I don't see how restricted APLs can co-exist in the new regulatory environment," Morris said. "APLs are at odds with the government's agenda and changing community standards, and it is time ...
Superannuation gets a classroom
ELIZABETH MCARTHUR  |  TUESDAY, 22 OCT 2019
... D'Alessandro said. "We want to go back to making super simple but we also understand that recent legislative and regulatory changes to the superannuation industry can be confusing. We absolutely don't want anyone to be at a disadvantage because ...
Hong Kong hedge funds suffering: Report
ELIZA BAVIN  |  MONDAY, 21 OCT 2019
... 2019. "Proximity to the fast-growing economy of China, availability of highly-trained talent base, as well as robust regulatory landscape have successfully attracted both foreign and domestic hedge fund managers to base their operations in the special ...
FASEA clears up code of ethics
ELIZA BAVIN  |  MONDAY, 21 OCT 2019
The Financial Adviser Standards and Ethics Authority have released a guidance document for its code of ethics for financial advisers, which will come into effect on January 1, 2020. The code comprises of five values and 12 standards and has been designed ...
ASIC nudges robo-adviser to shutter
ELIZABETH MCARTHUR  |  FRIDAY, 18 OCT 2019
... formed the view that it is overly challenging to provide holistic digital advice within the constraints of the existing regulatory framework. "Unfortunately, the further steps we would need to take (over and above the extensive steps we have already ...
APRA won't appeal IOOF judgement
ELIZA BAVIN  |  FRIDAY, 18 OCT 2019
The Australian Prudential Regulation Authority will not appeal the Federal Court decision to dismiss its court action against IOOF. The case related to the management of conflicts of interest, the appropriate use of superannuation fund reserves and ...
TPD riddled with issues: ASIC
ELIZA BAVIN  |  THURSDAY, 17 OCT 2019
An ASIC review has found significant industry-wide problems with the design of total and permanent disability insurance and the claims handling process. The regulator said the problems means the over millions of Australian workers who pay for the cover ...
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