Search Results | Showing 121 - 130 of 6423 results for "Regulatory" |
| | | ... future. "That's the exciting part, because I think the industry can afford to be nimble and even to a point, seek regulatory support to collaborate - because it's in the best interests of Australians and the investors and the intergenerational ... |
| | | | APRA has imposed additional licence conditions on Fiducian over concerns the super trustee failed to ensure proper oversight of the investment options made available to members on its platform. The step by the regulator follows a thematic review of ... |
| | | | The Tax Practitioners Board (TPB) has proposed new artificial intelligence (AI) usage rules for tax practitioners while providing tax agent services. The TPB has released draft guidance and is seeking feedback until April 21. Some of the core obligations ... |
| | | | ... include it." It said it is considering how it could be made available through Choiceplus "in a way that aligns with regulatory requirements, member-first principles, and our operational framework - while maintaining strong governance, compliance, and ... |
| | | | A Victorian financial adviser, who was supervised by Ferras Merhi of United Financial Advice and Ferras Merhi Pty Ltd (Venture Egg), has been banned for four years over inappropriate advice and deceptive conduct, including impersonating other advisers. ... |
| | | | The Federal Court has ordered Oztures Trading, known as Binance Australia Derivatives, to pay $10 million after it was found to have misclassified more than 85%, or 524, of its retail clients between July 2022 and April 2023. ASIC commenced legal proceedings ... |
| | | | ... She's previously held roles like executive manager, risk, platforms and investment at BT Financial Group, and head of regulatory strategy and affairs at MLC. It actually marks a return to Equip Super for French, who earlier in her career served as its ... |
| | | | The Financial Services and Credit Panel (FSCP) issued a reprimand to a financial adviser who recommended a client roll their super over to another product, costing them their insurance coverage. The financial adviser was reprimanded this month, after ... |
| | | | When Melinda Kee was sick with COVID-19, she took respite for one week. Kee saw it as an opportunity to tick off some personal administration she'd been meaning to get to, such as changing her pet and health insurance, and electricity and gas providers. ... |
| | | | ... 401(k) plans to private markets are another opportunity Fink will seize. "We're seeing significant momentum for a regulatory framework that could change that. We believe private markets offer the potential to enhance retirement outcomes for participants ... |
|