Search Results | Showing 91 - 100 of 5806 results for "Regulatory" |
| | A former financial adviser from Western Australia has pleaded guilty to five charges related to misappropriating $1.03 million of client funds. Anthony Torre was charged with five counts of stealing and eight counts of fraud in June 2022 following an ... |
| | | Financial Services Council (FSC) chief executive Blake Briggs has said the regulatory pendulum for the superannuation, funds management, and financial advice sectors has swung too far over the last decade under successive governments. It's time for ... |
| | | ... management and acquisition, succession management, performance, learning and capability, employee engagement and people regulatory governance. At iCare NSW, Jones was the general manager of people & workplace experience. The recruit has held senior leadership ... |
| | | A Victorian-based self-managed superannuation fund (SMSF) auditor will remain disqualified after he failed to overturn ASIC's initial verdict. ASIC originally disqualified Nazrul Islam, of Clayton South in Victoria, from being an approved SMSF auditor ... |
| | | Labor frontbencher, assistant treasurer and minister for financial services Stephen Jones is retiring from politics and will not contest the upcoming federal election. Jones spent 15 years as the member for Whitlam - covering Illawarra and the Southern ... |
| | | The Australian Securities and Investments Commission (ASIC) has written to superannuation trustees urging them to strengthen anti-scam practices, or risk exposing their members to harm. The open letter, signed by ASIC commissioner Simone Constant, outlined ... |
| | | ASIC has permanently banned Brisbane-based financial adviser David Cubilla following a $640,000 fraud conviction; he was also found guilty of using online services to access and possess child abuse material. Cubilla, who was recently an authorised representative ... |
| | | The global ethics watchdog has issued fresh directives on judging green claims, with the minutiae still in flux in Australia as mandatory reporting begins for large entities and financial firms. Part of a broad crackdown on greenwashing and ESG-related ... |
| | | ... Commission (ASIC) has identified what it believes to be the most significant current, ongoing and emerging issues within its regulatory remit for 2025. "Increased market volatility, geopolitical changes, the global accumulation of debt to drive growth ... |
| | | ... issues. "This reform will provide a one stop shop for the development and issuance of standards. It will help to increase regulatory consistency, reduce unnecessary costs, and avoid duplication when it comes to financial reporting." CA ANZ assurance ... |
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