|Search Results||Showing 91 - 100 of 100+ results for "Regulatory"|
|... 2019. "Proximity to the fast-growing economy of China, availability of highly-trained talent base, as well as robust regulatory landscape have successfully attracted both foreign and domestic hedge fund managers to base their operations in the special ...|
|The Financial Adviser Standards and Ethics Authority have released a guidance document for its code of ethics for financial advisers, which will come into effect on January 1, 2020. The code comprises of five values and 12 standards and has been designed ...|
|... formed the view that it is overly challenging to provide holistic digital advice within the constraints of the existing regulatory framework. "Unfortunately, the further steps we would need to take (over and above the extensive steps we have already ...|
|The Australian Prudential Regulation Authority will not appeal the Federal Court decision to dismiss its court action against IOOF. The case related to the management of conflicts of interest, the appropriate use of superannuation fund reserves and ...|
|An ASIC review has found significant industry-wide problems with the design of total and permanent disability insurance and the claims handling process. The regulator said the problems means the over millions of Australian workers who pay for the cover ...|
|... Count Member Firm Trust. The $2.5 million sale included a $200 million CBA indemnity agreement against certain past regulatory and advice failure liabilities. At the time of the acquisition, CountPlus chief executive Matthew Rowe said: "Our objective ...|
|The Australian Financial Complaints Authority has received 1450 complaints every week so far this financial year. This number has AFCA on track to beat its previous record. In July, after six months in operation the authority had received just over ...|
|... increase the cost of financial advice and lower consumer access. The dealer group contributed $10,000 to the Adviser Regulatory Fund set up by the Association of Independently Owned Financial Professionals to mount a constitutional challenge to legislation ...|
|ASIC is calling time on the financial services industry's reliance on disclosure as the default consumer protection, saying it enables poor conduct and poor consumer outcomes. The regulator said disclosures have been assumed to inform consumers to make ...|
|As APRA raises the bar for the superannuation sector, trustees are readying themselves for discomfort. But the prudential regulator believes the pain is necessary for improving member outcomes. Addressing the Australian Institute of Superannuation Trustees ...|
The executive manager of operations at a $17 billion industry superannuation fund resigned recently, with a replacement yet to be appointed.
Clime Investment Management has partnered with Sequoia to launch a new fund that aims to provide a yearly income of 8%.
A three-day trial has been scheduled for the landmark case brought against Rest by member Mark McVeigh.
A retail superannuation fund has dropped the investment fees on three options by 10 bps to 19 bps, with its chair saying the cuts will help it be more competitive.
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