Search Results | Showing 31 - 40 of 5403 results for "Regulatory" |
| | ... team. Previous roles include KPMG and Investment Trends, where he specialised in operations, strategy development and regulatory response projects for superannuation funds. Finally, Alix Fraser joins the asset owner as a member resolution manager. Fraser ... |
| | | ... double that. "The challenge for Australia, in a globally competitive market for patient capital, is to ensure that its regulatory and legislative frameworks remain efficient, effective and flexible enough to enable investment in start-ups and growth ... |
| | | The Compensation Scheme of Last Resort (CSLR) today opened its doors, ready to compensate about 2000 claimants who have long waited for redress. Inaugural CSLR chief executive David Berry told a media briefing: "We look forward to supporting a number ... |
| | | The Federal Court determined Vanguard misled investors via claims it made about certain ESG screens it applied to its Ethically Conscious Global Aggregate Bond Index Fund. On March 8, the indexing giant admitted to "engaging in conduct that was liable ... |
| | | The UK's Financial Conduct Authority (FCA) is cracking down on finfluencers as more financial services firms turn to social media to promote products and services. The financial services regulator is aiming to get on top of firms that illegally promote ... |
| | | ... February 20. The transaction is expected to close in Q2 CY24 and is subject to customary closing conditions, including regulatory approvals. HMC Capital said the acquisition is consistent with its strategy to establish new growth platforms in digital ... |
| | | ... trustees. We are grateful to have advised clients on a broad range of matters, including successor fund transfers, regulatory change and investigations, and material service provider contracts." Melbourne-based QMV Legal also comprises senior regulatory ... |
| | | ... infrastructure for crypto companies and encouraging banks to adopt on-chain monitoring of transactions are part of Zeng's regulatory wish list. As a director of Blockchain Australia, Australia's peak Blockchain industry body, Zeng identified ... |
| | | The Australian Securities and Investments Commission (ASIC) has commenced the first prosecution action against a director for failing to comply with the obligation to have a director identification number (director ID). ASIC did not name the director ... |
| | | ... Stakeholders have until May 15 to file a submission. The new inquiry builds on Treasury announcing a review of the regulatory framework in the October 2022-23 Budget. This was followed by opening consultations to shake up the $2.7 trillion managed investment ... |
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