Search Results | Showing 1 - 10 of 1464 results for "Investments Commission" |
| | | ... admission, ASX acknowledged it contravened sections 12DA and 12DB(1)(a) and (e) of the Australian Securities and Investments Commission Act 2001 (Cth). As a result, both parties will ask the court to impose a penalty of $20.5 million, and order ASX to ... |
| | | | The Australian Securities and Investments Commission (ASIC) has permanently banned former Brite Advisors responsible manager Gerard Duffy from providing financial services after determining it had reason to believe he was not a fit and proper person. ... |
| | | | The Australian Securities and Investments Commission (ASIC) has moved to extend relief measures applying to a range of managed investment schemes, proposing to remake six legislative instruments due to expire later this year. Under the proposal, the ... |
| | | | The Australian Securities and Investments Commission (ASIC) believes Australia is well placed to capitalise on accelerating financial innovation, as artificial intelligence (AI), digital finance and regulatory technology become increasingly embed across ... |
| | | | ... (Digital Assets Framework) Bill 2025, which amends the Corporations Act 2001 and the Australian Securities and Investments Commission Act 2001, passed the Senate on Wednesday. It requires digital asset platforms (DAPs) and tokenised custody platforms ... |
| | | | ... penalties and criminal offences for non-compliance which will be regulated by the Australian Securities and Investments Commission. This legislation will make a meaningful difference to people's lives." Australian life insurers welcomed the passage ... |
| | | | ... necessarily see the same risk happening in Australia," she says. Coincidentally the Australian Securities and Investments Commission (ASIC) has turned a spotlight on the growth of the $200 billion industry in Australia, signalling that it may need tighter ... |
| | | | ... funds may be distributable to unitholders. At a recent parliamentary hearing, Australian Securities and Investments Commission (ASIC) chair Joe Longo 01 described the situation as being on an "industrial scale". "This is a very sophisticated, coordinated ... |
| | | | The Australian Securities and Investments Commission (ASIC) has banned former Lighthouse Partners director and financial adviser Timothy Archibald from providing financial services for 10 years, for fees for no service (FFNS) conduct. This comes after ... |
| | | | ... representatives from the Bank of England, the Financial Conduct Authority, the Australian Securities and Investments Commission, the Reserve Bank of Australia and the Australian Prudential Regulation Authority. Both sides expressed their support for ... |
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