Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 91 - 100 of 1399 results for "Investments Commission"

Class amends IPO after AMP acquisitions

DARREN SNYDER  |  TUESDAY, 3 NOV 2015
... Exchange (ASX). It is expected the supplementary prospectus will be lodged with the Australian Securities and Investments Commission by Friday, 6 November 2015. During this time applications for shares under the original prospectus will be temporarily ...

Macquarie set to pay $14m to advice clients

LAURA MILLAN  |  MONDAY, 2 NOV 2015
... compensation. Macquarie Group confirmed that the enforceable undertaking dictated by the Australian Securities and Investments Commission (ASIC) to the group's advice arm has been completed. Out of the 1,165 cases where Macquarie initiated the review ...

ASIC to be handed greater powers

MARK SMITH  |  TUESDAY, 20 OCT 2015
The government has said it will grant the Australian Securities and Investments Commission (ASIC) additional powers to effectively regulate the financial services sector. More than 10 months after the release of FSI chairman David Murray's final report ...

CBA refunds $7.6 million to 8400 customers

DARREN SNYDER  |  MONDAY, 19 OCT 2015
... holders. The failure occurred over several years and CBA reported the matter to the Australian Securities and Investments Commission (ASIC) under its breach reporting obligations in the Corporations Act. The package was launched in 2005 but is no longer ...

CFAs told ASIC is for the consumer

DARREN SNYDER  |  WEDNESDAY, 14 OCT 2015
Australian Securities and Investments Commission (ASIC) chairman Greg Medcraft said the regulator has a significant number of individual surveillances underway at the big four banks, Macquarie and AMP. Speaking at the Chartered Financial Analyst (CFA) ...

FPA helps advisers with life insurance

DARREN SNYDER  |  WEDNESDAY, 14 OCT 2015
... FPA chief executive, Mark Rantall, said the guide incorporated elements of the Australian Securities and Investments Commission (ASIC) Life Insurance Advice Checklist and positioned this as best practice principles that should be applied by all FPA members. ...

ASIC funding model needs "meat on the bones"

LAURA MILLAN  |  TUESDAY, 13 OCT 2015
... the government's consultation paper 'Proposed Industry Funding Model for the Australian Securities and Investments Commission' lacks detail about how the model would work, how it will benefit the industry and analysis of possible alternatives. These ...

No industry is immune from poor culture risk: ASIC

STAFF WRITER  |  TUESDAY, 22 SEP 2015
... financial services industry immune from the risk of cultivating a poor culture, the Australian Securities and Investments Commission (ASIC) commissioner John Price said. Speaking at the 2015 Customer Owned Banking Convention in Darwin, Price told the ...

Direct investment options are not SMSFs

DARREN SNYDER  |  FRIDAY, 18 SEP 2015
... said. The calls come on the back of a warning to superannuation trustees A by the Australian Securities and Investments Commission (ASIC). Commissioner Peter Kell said occasionally the promotion of member-direct or self-managed investment options gave ...

ASIC warns super trustees

DARREN SNYDER  |  TUESDAY, 15 SEP 2015
The Australian Securities and Investments Commission (ASIC) has warned superannuation trustees about the promotion of member direct or self-managed investment options. ASIC commissioner Peter Kell said that occasionally the promotion of self-managed ...