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Showing 141 - 150 of 306 results for "Risk and compliance"

Citi adds compliance head

ANNABELLE DICKSON  |  THURSDAY, 27 AUG 2020
... Australia, Europe and Asia. She joins from Tabcorp where for the last four years she was general manager- risk and compliance. Prior to this she was division director - compliance global business lead at Macquarie Group and senior vice president of regulatory ...

Synchron compliance lead moves to AMP

ELIZABETH MCARTHUR  |  MONDAY, 17 AUG 2020
Synchron's former general manager of legal, risk and compliance has a new role at AMP. Michael Jones started as head of risk and control, advice at AMP today after four years with Synchron. "Michael has joined AMP as part of our ongoing focus on ...

Synchron compliance lead resigns

ELIZABETH MCARTHUR  |  WEDNESDAY, 12 AUG 2020
Synchron's general manager of legal, risk and compliance Michael Jones has resigned, with a new appointment to lead the dealer group's compliance. Synchron director Don Trapnell thanked Jones for his contribution to the dealer group. "We have ...

New chief risk officer at Maple-Brown Abbott

ELIZABETH MCARTHUR  |  MONDAY, 3 AUG 2020
... she has held for six months. Prior to joining Maple-Brown Abbott, McNulty spent over three years working in risk and compliance at Link Group. Maple-Brown Abbott also announced Wendy Cox will be joining the firm in a newly created head of finance and ...

Super fund names chief risk officer

ELIZA BAVIN  |  TUESDAY, 23 JUN 2020
... vacant since Ruby Yadav stepped down in December last year. Yadav left the super fund to join Mercer as chief risk and compliance officer.

Asset managers leverage tech, outsourcing for growth

ALLY SELBY  |  WEDNESDAY, 17 JUN 2020
... internal resources to focus on core business activities; namely, distribution, portfolio management, research, risk and compliance. The survey also found that asset managers were struggling to balance growth strategies with the burden of escalating costs ...

Aussie financial firms struggle to manage risk: Study

ALLY SELBY  |  TUESDAY, 9 JUN 2020
... better face the heightened pace of change and threats - lest their organisations face unforeseen consequences. "Risk and compliance functions are undoubtedly under immense pressure following the Banking Royal Commission and now, with COVID-19," Accenture ...

Industry fund reshuffles leadership

ELIZABETH MCARTHUR  |  TUESDAY, 12 MAY 2020
... step into the chief risk officer role now, being promoted from his position as executive manager, operational risk and compliance. Theng was previously digital channel manager at Tyro Payments and senior manager, wealth risk management at Commonwealth ...

HESTA announces three GM appointments

KANIKA SOOD  |  TUESDAY, 5 MAY 2020
... Merrill Lynch in North America, in client and market-facing risk management roles. He will work with HESTA's risk and compliance team (with oversight of risk and governance in the fund's investment functions) and with the investments team (aligning risk ...

Advice chief leaves industry fund giant

HARRISON WORLEY  |  THURSDAY, 30 APR 2020
... following the January departure of Ruby Yadav. Yadav has since commenced in a new role as Mercer's chief risk and compliance officer. UniSuper said that for the moment, it is more focused on the COVID-19 pandemic than on finding permanent replacements ...