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Showing 131 - 140 of 311 results for "Risk and compliance"

Credit Suisse confirms multibillion-dollar loss

JAMIE WILLIAMSON  |  WEDNESDAY, 7 APR 2021
... said. In announcing the hit, Credit Suisse also confirmed investment bank chief executive Brian Chin and chief risk and compliance officer Lara Warner stepped down. Warner's departure was immediate, while Chin will remain in his role until the end of ...

Kelly O'Dwyer joins EQT board

KANIKA SOOD  |  MONDAY, 29 MAR 2021
... a focus on economic and tax policy, Australia's financial regulatory framework, corporate governance, risk and compliance, and significant leadership experience. "Her experience in reforming the superannuation system and financial services, and her ...

Allianz to rectify past deficiencies

ELIZA BAVIN  |  WEDNESDAY, 10 MAR 2021
... and serious. APRA agreed to accept a court enforceable undertaking (CEU) from Allianz acknowledging its past risk and compliance weaknesses and committing to finish rectifying the serious issues. "The CEU commits Allianz to completing a series of transformation ...

Financial services workers hunt new roles

ELIZA BAVIN  |  TUESDAY, 23 FEB 2021
... the sector. The Robert Walters Salary Survey found the most sought-after professionals in the industry are risk and compliance professionals, credit and lending specialists and investment analysts. For workers, the most preferred workplaces will allow ...

Investors unprepared for unexpected events: Study

ELIZA BAVIN  |  FRIDAY, 5 FEB 2021
... companies are not prepared to detect unexpected events like COVID-19, according to a survey of over 400 global risk and compliance decision makers. The study by Dataminr found that only 29% of firms felt confident they have the technology to accurately ...

BT appoints risk expert

KARREN VERGARA  |  TUESDAY, 2 FEB 2021
... Commonwealth Superannuation Corporation for two years and spent a decade at PwC in senior roles. Other than risk and compliance, her experience in wealth management includes performance improvement, transformation/change projects, stakeholder management ...

Boards suffer from disconnect between risk, strategy

ELIZA BAVIN  |  WEDNESDAY, 20 JAN 2021
... non-financial risk which have not been prioritised for digitisation beyond establishment of general governance, risk and compliance applications. Additionally, the research found management are not clear on how much risk they are prepared to take to ...

SuperConcepts appoints interim chief executive

KANIKA SOOD  |  WEDNESDAY, 23 DEC 2020
... has worked in the SMSF industry for 15 years. He has experience across sales, marketing, customer service, risk and compliance, SuperConcepts said in a statement. He ran the SuperConcepts YourSMSF administration business for two years, the firm said. ...

Super funds bullish on hiring

KARREN VERGARA  |  WEDNESDAY, 4 NOV 2020
... the skills in demand were in data (particularly investment data), project management, business analytics, risk and compliance, and investments (particularly asset class specialists). There is also strong demand for ESG and responsible investment professionals ...

Boutique builds out executive team

KARREN VERGARA  |  TUESDAY, 27 OCT 2020
... Andrew joined as the chief of strategy and digital innovation, while Lisa Norton was named head of legal, risk and compliance, joining from Pepa Consulting and JBWere. Rebecca Mete was hired as client services manager in October. The firm is backed by ...