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Showing 171 - 180 of 311 results for "Risk and compliance"

What finance professionals are really paid

ELIZABETH MCARTHUR  |  THURSDAY, 7 NOV 2019
... expect to be paid, including distribution leads and investment directors. According to the report, legal, risk and compliance professionals will be in high demand next year, particularly among private equity and global investment companies. Investment ...

Perpetual appoints head of risk

JAMIE WILLIAMSON  |  THURSDAY, 7 NOV 2019
... risk officer Sam Mosse. Mosse joined the firm in February from Janus Henderson where she was head of pan-Asia risk and compliance and interim global head of enterprise risk. Prior to that, she spent more than 20 years at Macquarie in a variety of roles ...

Former IOOF company loses court battle in timber scheme

KANIKA SOOD  |  FRIDAY, 27 SEP 2019
... Kelaher, former IOOF chair George Vernados, chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. APRA was seeking significant changes to the identification and management of ...

Corporate fund appoints risk lead

ELIZABETH MCARTHUR  |  TUESDAY, 24 SEP 2019
The long-serving group executive, risk and compliance at First State Super has taken on a new role with a corporate superannuation fund. Suzette Thurman will join Qantas Super as its new chief risk officer. Thurman steps into the position from First ...

Federal Court delivers APRA, IOOF verdict

JAMIE WILLIAMSON  |  FRIDAY, 20 SEP 2019
... Kelaher, former IOOF chair George Vernados, chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. APRA was seeking significant changes to the identification and management of ...

Licensee faces hefty remediation bill

ELIZABETH MCARTHUR  |  WEDNESDAY, 18 SEP 2019
... three years ago," the spokesperson said. "Over the past few years, ClearView has invested significantly in risk and compliance including the implementation of a risk and compliance platform that enables the dealer group to extract data from its CRM and ...

Changes at helm for Perpetual

ELIZA BAVIN  |  FRIDAY, 13 SEP 2019
... wishes them all the very best in their future endeavours." Bullock had been a member of Perpetual's audit, risk and compliance committee and people and remuneration committee. "[Bullock] has brought extensive experience of technology, client relationships ...

Vanguard appoints operation risk lead

KANIKA SOOD  |  THURSDAY, 12 SEP 2019
... She takes the role after Theo Vosinidis left Vanguard to go to industry fund Cbus as its head of investment risk and compliance earlier this year. Rodrigues has been at Vanguard since 2012, starting as an operational risk analyst. Prior to this, she ...

ClearView ramps up risk, compliance

ELIZABETH MCARTHUR  |  FRIDAY, 6 SEP 2019
... knowledge of risk management, compliance and governance will be valuable to the company. "She has worked in senior risk and compliance roles across many financial institutions for over 20 years and will continue developing our risk and compliance culture ...

KPMG names financial services head

HARRISON WORLEY  |  MONDAY, 26 AUG 2019
... contributor to KPMG's own strong performance - supporting our clients post-Royal Commission to enhance their risk and compliance processes and remediate customers quickly and accurately," he said. "Last year we launched a remediation centre at Rhodes ...