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Showing 191 - 200 of 306 results for "Risk and compliance"

APRA takes action against IOOF

HARRISON WORLEY  |  FRIDAY, 7 DEC 2018
... Venardos, APRA's court action extends to chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. IOOF has released a statement to the ASX, saying it believes the allegations ...

Perpetual hires former Macquarie exec

KANIKA SOOD  |  WEDNESDAY, 5 DEC 2018
... deal management in a 23-year-long career. In her most recent role, she was Janus Henderson's head of pan-Asia risk and compliance and interim global head of enterprise risk. Perpetual has also promoted Richard McCarthy to the group executive of Perpetual ...

Miscalculations delay remediation, more issues emerge: AMP

JAMIE WILLIAMSON  |  WEDNESDAY, 28 NOV 2018
... it still needs to do a lot of work to ensure that its senior leaders understand the culture in relation to risk and compliance that the AMP board wants?" Hodge asked. "The work is ongoing, but I do believe that there is a much better awareness now of ...

Industry fund adds chief risk role

JAMIE WILLIAMSON  |  TUESDAY, 13 NOV 2018
... role of chief risk officer. He joins from Tandem Corp where he held the same role. Vassallo will lead the risk and compliance teams, bringing more than 30 years' experience in financial services, risk management, compliance and information security. ...

Banks must reshape to survive compliance and technology crunches

DARREN SNYDER  |  TUESDAY, 6 NOV 2018
... compliance and remediation costs translated into higher cost-to-income ratios, "the majors' investment spend in risk and compliance projects is also up strongly and in most cases investments on growth initiatives has decreased in a relative sense." "If ...

Nikko appoints AIST director

KANIKA SOOD  |  FRIDAY, 26 OCT 2018
... non-executive on the boards of Nikko Asset Management Australia Limited and Nikko AM Limited, also chairing the risk and compliance committee. Edwards currently serves as the independent chair of Tasplan Super, a non-executive director of the Australian ...

Advice dealer group takes out governance award

JAMIE WILLIAMSON  |  TUESDAY, 23 OCT 2018
One of IOOF's newly-acquired dealer groups was recognised in the Governance, Risk and Compliance Institute's annual awards. Elders Financial Planning took home the Team of the Year Award at a function hosted in Sydney. Elders Financial Planning general ...

Financial services employment to boom

JAMIE WILLIAMSON  |  WEDNESDAY, 17 OCT 2018
... than 1,500 companies in Australia. In July, a wage analysis by Robert Walters showed the annual salaries for risk and compliance officers and in-house corporate lawyers rose well above the national average. In February, the same firm predicted a significant ...

Temenos scores digital transformation mandate

KARREN VERGARA  |  TUESDAY, 16 OCT 2018
... Financial Services (UFS) will use Temenos' T24 core banking, analytics, financial crime mitigation and risk and compliance software to improve its operational efficiencies. The not-for-profit organisation provides treasury and ethical investment ...

Former super fund chief joins QIC

KARREN VERGARA  |  WEDNESDAY, 3 OCT 2018
... director of the Westpac BT Superannuation boards and serves on the investment committee, and the board audit, risk and compliance committee. She is a director of the Sydney Financial Forum and joined the Fund Executives Association board in August 2016 ...