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Showing 191 - 200 of 311 results for "Risk and compliance"

Hiring outlook subdued: Poll

KARREN VERGARA  |  MONDAY, 4 FEB 2019
... in the latest TAS Compliance Index are seeking to employ as many as five additional resources to focus on risk and compliance management in 2019. This marks a 20% jump compared to last year's index. The findings echo research conducted by SEEK, which ...

ClearView director dismissed of charges

KANIKA SOOD  |  MONDAY, 14 JAN 2019
... ClearView Board on 22 October 2012, and currently serves as a member of the board audit committee and the board risk and compliance committee. In the past he has served as a QIC senior funds manager and head of private equity for Victorian Funds Management. ...

CRO departs corporate super fund

HARRISON WORLEY  |  THURSDAY, 20 DEC 2018
... central to our success, Owen's experience will be integral to ensuring we maintain the highest standards of risk and compliance across all of our services. "This is even more important in today's heightened risk environment across all sections ...

Sydney fintech sells for $339m

DARREN SNYDER  |  THURSDAY, 13 DEC 2018
... Financial Services (UFS) will use Temenos' T24 core banking, analytics, financial crime mitigation and risk and compliance software to improve its operational efficiencies. The not-for-profit organisation provides treasury and ethical investment ...

Challenger kicks off active ETFs

KANIKA SOOD  |  MONDAY, 10 DEC 2018
... to put a number on the total spend. But it is a substantial investment into people, systems, legal costs, risk and compliance and then there is the discretionary cost like we are expecting to start a reasonably-sized marketing campaign after Christmas," ...

APRA takes action against IOOF

HARRISON WORLEY  |  FRIDAY, 7 DEC 2018
... Venardos, APRA's court action extends to chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. IOOF has released a statement to the ASX, saying it believes the allegations ...

Perpetual hires former Macquarie exec

KANIKA SOOD  |  WEDNESDAY, 5 DEC 2018
... deal management in a 23-year-long career. In her most recent role, she was Janus Henderson's head of pan-Asia risk and compliance and interim global head of enterprise risk. Perpetual has also promoted Richard McCarthy to the group executive of Perpetual ...

Miscalculations delay remediation, more issues emerge: AMP

JAMIE WILLIAMSON  |  WEDNESDAY, 28 NOV 2018
... it still needs to do a lot of work to ensure that its senior leaders understand the culture in relation to risk and compliance that the AMP board wants?" Hodge asked. "The work is ongoing, but I do believe that there is a much better awareness now of ...

Industry fund adds chief risk role

JAMIE WILLIAMSON  |  TUESDAY, 13 NOV 2018
... role of chief risk officer. He joins from Tandem Corp where he held the same role. Vassallo will lead the risk and compliance teams, bringing more than 30 years' experience in financial services, risk management, compliance and information security. ...

Banks must reshape to survive compliance and technology crunches

DARREN SNYDER  |  TUESDAY, 6 NOV 2018
... compliance and remediation costs translated into higher cost-to-income ratios, "the majors' investment spend in risk and compliance projects is also up strongly and in most cases investments on growth initiatives has decreased in a relative sense." "If ...