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Showing 181 - 190 of 306 results for "Risk and compliance"

The state of the banks

ELIZABETH MCARTHUR  |  TUESDAY, 7 MAY 2019
... complex regulatory change programs to restore trust in the sector," Pollari added. According to KPMG data, risk and compliance expenses have risen to account for almost 40% of the big banks' total investment expenditure for the first half of this year. ...

Industry fund executive takes new role

HARRISON WORLEY  |  TUESDAY, 19 MAR 2019
The chief risk and compliance officer of an industry superannuation fund managing more than $6 billion has made the move to a bigger fund. Vision Super is welcoming Nikki Schimmel to the fold, after the former LUCRF chief risk and compliance officer's ...

Blue Sky loses chief financial officer

JAMIE WILLIAMSON  |  MONDAY, 18 MAR 2019
... assume the role of chief operating officer from the same date. In this role he will lead Blue Sky's finance, risk and compliance functions. Blue Sky said the search for a replacement chief financial officer will commence immediately. The appointment ...

Mainstream board loses former ASIC executive

JAMIE WILLIAMSON  |  MONDAY, 11 FEB 2019
... compliance manager at Tyndall Australia - now Nikko Asset Management - in the early 1990s and as vice president of risk and compliance at State Street Australia prior to ASIC. Following her time with the regulator, Layton was director of EY's compliance ...

Former Morgan Stanley chief to join Westpac board

HARRISON WORLEY  |  WEDNESDAY, 6 FEB 2019
... join the board of Westpac in March as non-executive directors, and both are set to be appointed to the board risk and compliance committee. Harker is the former managing director and chief executive of Morgan Stanley in Australia, and led the firm's ...

Hiring outlook subdued: Poll

KARREN VERGARA  |  MONDAY, 4 FEB 2019
... in the latest TAS Compliance Index are seeking to employ as many as five additional resources to focus on risk and compliance management in 2019. This marks a 20% jump compared to last year's index. The findings echo research conducted by SEEK, which ...

ClearView director dismissed of charges

KANIKA SOOD  |  MONDAY, 14 JAN 2019
... ClearView Board on 22 October 2012, and currently serves as a member of the board audit committee and the board risk and compliance committee. In the past he has served as a QIC senior funds manager and head of private equity for Victorian Funds Management. ...

CRO departs corporate super fund

HARRISON WORLEY  |  THURSDAY, 20 DEC 2018
... central to our success, Owen's experience will be integral to ensuring we maintain the highest standards of risk and compliance across all of our services. "This is even more important in today's heightened risk environment across all sections ...

Sydney fintech sells for $339m

DARREN SNYDER  |  THURSDAY, 13 DEC 2018
... Financial Services (UFS) will use Temenos' T24 core banking, analytics, financial crime mitigation and risk and compliance software to improve its operational efficiencies. The not-for-profit organisation provides treasury and ethical investment ...

Challenger kicks off active ETFs

KANIKA SOOD  |  MONDAY, 10 DEC 2018
... to put a number on the total spend. But it is a substantial investment into people, systems, legal costs, risk and compliance and then there is the discretionary cost like we are expecting to start a reasonably-sized marketing campaign after Christmas," ...