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Showing 201 - 210 of 306 results for "Risk and compliance"

Banking remuneration practices to blame for misconduct

MICHELLE BALTAZAR  |  FRIDAY, 28 SEP 2018
... mainly by financial goals to variable rewards based on how staff met behavioural expectations as well as the risk and compliance requirements for their roles. However, there's still a long way to go. "The point of present importance is that, despite ...

Former Mercer director joins MGP

JAMIE WILLIAMSON  |  MONDAY, 3 SEP 2018
... practice Mercer Legal, Pamela McAlister has joined MGP's board of directors. She will also chair its audit, risk and compliance committee. MGP chair Don Sharp said McAlister's expertise will be invaluable if the planned RSE acquisition goes ahead. ...

ANZ grilled over Smart Choice sales

JAMIE WILLIAMSON  |  THURSDAY, 16 AUG 2018
... superannuation products," Pankhurst said. Pankhurst was then shown a document prepared by ANZ's retail banking risk and compliance team that outlined the above as a key risk of selling the Smart Choice product. "Has there been any consideration given ...

Westpac names independent director

KARREN VERGARA  |  TUESDAY, 24 JUL 2018
... non-executive director. Anita Fung joins the banking group on 1 October 2018; she will also join the bank's risk and compliance committee, and its Asia advisory board. Fung's tenure at HSBC spans about two decades; seven of those years were spent serving ...

Risk and compliance expertise in demand

KARREN VERGARA  |  THURSDAY, 5 JUL 2018
Risk and compliance officers and in-house corporate lawyers are highly in-demand talent thanks to the Royal Commission, which has helped boost the professionals' pay grade well above the national average. This is based on a Robert Walters wage analysis ...

Risk and compliance expertise in demand

KARREN VERGARA  |  WEDNESDAY, 4 JUL 2018
Risk and compliance officers and in-house corporate lawyers are highly in-demand talent thanks to the Royal Commission, which has helped boost the professionals' pay grade well above the national average. This is based on a Robert Walters wage analysis ...

CBA restructures executive leadership

JAMIE WILLIAMSON  |  MONDAY, 25 JUN 2018
... is former ANZ chief risk officer Nigel Williams. He will focus on improving CBA's credit risk, operational risk and compliance in what the bank described as a critical time. Williams left ANZ in March after 15 years, having also previously served as ...

IOOF boosts adviser compliance support

KARREN VERGARA  |  TUESDAY, 19 JUN 2018
... requirements. IOOF Alliances aims to help its network of self-licensed advice businesses manage governance, risk and compliance affairs efficiently and ultimately improve the quality and accessibility of financial advice. The partnership will give advisers ...

MGP to expand super solutions, director resigns

KARREN VERGARA  |  THURSDAY, 10 MAY 2018
... Industries Superannuation Scheme (EISS) since 2012. He joined MGP in 2016, tasked with chairing the audit, risk and compliance committee. Executive chair Don Sharp thanked Hutchison for his contribution and guidance to the company. The board of directors ...

ANZ culls sales incentives for planners

KANIKA SOOD  |  MONDAY, 7 MAY 2018
... has removed all sales incentives for bonuses and will now only asses performance on customer satisfaction, risk and compliance standards and ANZ values. To keep its adviser pool clean of inappropriate planners, ANZ is promising to boot out planners if ...