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Showing 231 - 240 of 311 results for "Risk and compliance"

Former TCorp executives join FIIG

JAMIE WILLIAMSON  |  TUESDAY, 3 OCT 2017
... Asset Management, Perpetual Equities Investment Company and Hunter Water. Feldmanis will chair the audit, risk and compliance committee while Knight will join the audit, risk and compliance committee and the nominations and remuneration committee. FIIG ...

Australian Ethical sees 34pct member surge

ALEX BURKE  |  THURSDAY, 31 AUG 2017
... order to minimise the chances of such an error reoccurring we have increased our resrouces in key operational, risk and compliance roles. This is a step-change strengthening of our support infrastructure to ensure that we have a strong basis for growth," ...

Funds management not up to scratch: ASIC

EMMA RAPAPORT  |  WEDNESDAY, 14 JUN 2017
... profiling methodology. The surveillance analysed responses provided by responsible entities on governance, risk and compliance with the Corporations Act and licence conditions, disclosures, cyber-resilience and use of fund assets. Three unnamed responsible ...

BTIM strengthens risk and operations divisions

JAMIE WILLIAMSON  |  WEDNESDAY, 8 MAR 2017
... asset management, structuring private equity transactions and acquisitions. Coles was most recently chief risk and compliance officer for State Bank of India, prior to which he was head of risk management for Australia and New Zealand and corporate operational ...

Super to drive employment in 2017

JAMIE WILLIAMSON  |  MONDAY, 6 MAR 2017
... expected to be across marketing, sales and administration. Other areas identified for growth include technology, risk and compliance, operations, and member/investor engagement. However, a quarter of respondents revealed an expectation to reduce staff ...

Pricing error shaves $2.2m off Australian Ethical profit

ALEX BURKE  |  TUESDAY, 28 FEB 2017
... said shareholders should expect an increase in staff expenses as part of increasing resources in operational, risk and compliance roles. Taking this into account, Australian Ethical said underlying net profit after tax was actually up 52% compared to ...

BlackRock makes two senior appointments

KARREN VERGARA  |  THURSDAY, 23 FEB 2017
... to serve institutional and wealth sectors has evolved along with regulatory reform, advances in portfolio risk and compliance technology, as well as developments in advice and retirement solutions. Investing in client services is imperative to capture ...

Blue Sky expands board with new directors

JAMIE WILLIAMSON  |  MONDAY, 20 FEB 2017
... having spent 35 years with KPMG before retiring in 2013. Hennessy will chair Blue Sky's Audit Committee and its Risk and Compliance Committee, while Gordon will chair its Nomination and Remuneration Committee as well as serving on the Audit Committee. ...

BT licensee head departs

JAMIE WILLIAMSON  |  FRIDAY, 20 JAN 2017
... sales roles with MLC and Merrill Lynch. Brady, Donat's interim successor, started with BT in September 2013 as risk and compliance manager, advice before taking on the national manager role in January 2015. The spokesperson for the group did not confirm ...

Hunter Hall appoints LIC director

ALEX BURKE  |  TUESDAY, 17 JAN 2017
... take on a board position at Hunter Hall Global Value Limited. He is also a member of Hunter Hall's audit, risk and compliance committee and its nomination and remuneration committee. Groves is also a director at Pipers Brook Vineyard and Tasman Sea Salt ...