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Showing 251 - 260 of 311 results for "Risk and compliance"

ANZ appoints new CCO

DARREN SNYDER  |  THURSDAY, 16 JUN 2016
... Liarakos has been in the general manager role since 2008, and has more than 30 years' experience in audit, risk and compliance roles. He now reports to group chief risk officer Nigel Williams. Commenting on Liarakos's appointment Williams said: "It's ...

Industry fund CEO joins MGP

DARREN SNYDER  |  THURSDAY, 26 MAY 2016
... managedaccounts.com.au, and also played a major role in taking MGP to IPO in 2014. He chaired the group's audit, risk and compliance committee. "Together we guided the business through the global financial crisis, worked hard to refine the strategy ...

CYBG appoints two directors

ALEX BURKE  |  FRIDAY, 20 MAY 2016
... and Clydesdale Bank. The first, Clive Adamson is currently chair of J.P. Morgan International Bank's audit, risk and compliance committee. He will also be appointed to the CYBG board's risk and audit committees. Paul Coby, meanwhile, joins the board ...

Centrepoint appoints former HUB24 director

DARREN SNYDER  |  TUESDAY, 3 MAY 2016
... Joining Centrepoint as a director is Hugh Robertson, who will also be a member of the firm's group audit, risk and compliance committee. Robertson has more than 30 years' experience in financial services, commencing his stockbroking career in 1983, and ...

EQT managing director departs

ALEX BURKE  |  THURSDAY, 28 APR 2016
... group through a period of unprecedented regulatory change and the implementation of a materially stronger risk and compliance framework. "On behalf of the board, our shareholders and staff, we extend to Robin our appreciation for his leadership of the ...

Evolving super sparks C-suite shift

DARREN SNYDER  |  MONDAY, 16 NOV 2015
... marketing executive titles were prevalent, occurring at 64% of the funds. This was followed by the key areas of risk and compliance (54%) and operations (54%). Carrying an advice executive title occurred at 42% of larger funds and 7% of smaller funds. ...

ME and mutuals must embrace fintech

DARREN SNYDER  |  MONDAY, 9 NOV 2015
... RISKflo to help executives have a clearer view of risk management and prevention. ME general manager operational risk and compliance Sean Coady is quoted in the KPMG report as saying that RISKflo has "removed administrative complexity and cost helping ...

Banks face wealth management challenges

DARREN SNYDER  |  TUESDAY, 3 NOV 2015
... key challenge for the majors with continued pressure on margins impacting earnings. "Significant spend on risk and compliance projects has continued as systems are implemented to assist in satisfying new regulatory obligations, including Stronger Super ...

ASIC funding model needs "meat on the bones"

LAURA MILLAN  |  TUESDAY, 13 OCT 2015
... account that higher market capitalisation companies are generally better resourced and have strong governance, risk and compliance programs. It cannot be assumed that they demand more frequent regulator attention," he said. "The reality is smaller cap ...

Club Plus Super appoints three senior execs

MARK SMITH  |  TUESDAY, 22 SEP 2015
... strategic relationships, Gemma Dooley joins as head of investments and Lindy Hunt joins as head of legal, audit, risk and compliance. It follows chief operating officer Phil Grindley leaving the industry fund after seven years to join a children's centre ...