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Showing 291 - 300 of 311 results for "Risk and compliance"

Yellow Brick Road seals deal with Nine

ALISON BEVEGE  |  MONDAY, 18 JUL 2011
... officer Richard Shaw, chief information officer Bryn Nicholson, head of accounting James Garnsey and a head of risk and compliance member that has yet to be appointed.

Superpartners adds risk expert to board

MATT WOODINGTON  |  THURSDAY, 16 JUN 2011
Superpartners has made a new appointment to its board of directors, bringing in risk and compliance expert, Merran Kelsall. The superannuation administrator said that Kelsall's passion for corporate governance, strategy and executive coaching made her ...

Tyndall builds compliance team

MATT WOODINGTON  |  WEDNESDAY, 25 MAY 2011
... head of risk, compliance and legal for Australia and New Zealand, while Nathan Harris has been appointed as risk and compliance manager for Australia. "The importance of risk, compliance and prudential management as a key differentiator in funds management ...

RBF-Tasmania overhauls executive structure

RUTH LIEW  |  FRIDAY, 15 OCT 2010
... new business model, said Mussared. The sixth position, which is also soon to be advertised, is for a senior risk and compliance role. KPMG is conducting the search on behalf of the fund. "We've taken the opportunity to develop the new business model ...

Dimensional Aus hires two

COMPANY ANNOUNCEMENT  |  WEDNESDAY, 1 SEP 2010
... Christopher Crossan. Mair spent the last 10 years at BGI/Blackrock, where he held the position of regional head of risk and compliance. Prior to that, Mair held positions with Perpetual Trustees and the Australian Stock Exchange. "Rod has built an extensive ...

Coding error review prompts sell rating

MEDIA RELEASE  |  FRIDAY, 9 JUL 2010
... completed by August 2010. "Although we gain comfort that the manager has taken steps to improve its internal risk and compliance processes, we believe that there is still some way to go before we have clarity around the effect of the coding error on ...

City Super appoints Gibson as CEO

COMPANY RELEASE  |  TUESDAY, 25 MAY 2010
... previous chief, Prowse. Stuart Meekin has been appointed to the role of fund secretary. Meekin has been the risk and compliance manager at City Super for four years. Gibson has a long career in super, having previously held roles with Mercer, Suncorp ...

More super funds to introduce performance pay: survey

MICHELLE BALTAZAR  |  TUESDAY, 13 APR 2010
... surveyed including the 'chief' roles all the way to the 'heads of' roles in administration, marketing, IT, risk and compliance. For senior management (e.g. chief executive, fund secretary, chief investment officer), the overall increase of remuneration ...

CalPERS takes legal action against state furloughs

COMPANY RELEASE  |  FRIDAY, 21 AUG 2009
... trades, post collateral in a timely manner, and monitor the activities of external investment managers for risk and compliance in a timely manner." CalPERS has US$190 billion in assets. It has more than 2,300 employees and administers retirement benefits ...

BT revamps wrap for equities

RUTH LIEW  |  THURSDAY, 12 MAR 2009
... in a bid to better satisfy existing advisers' needs by helping them keep up-to-date with markets and reduce risk and compliance burdens. It also caters to the growing self-managed super fund market and investors' appetite for direct equities. Lastly ...