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Showing 281 - 290 of 311 results for "Risk and compliance"

Conservative financial services job market in 2013

MARK SMITH  |  THURSDAY, 31 JAN 2013
... market. Regulatory change rather than global growth is likely to drive much of the hiring in 2013 as firms seek risk and compliance specialists to help them grapple with the likes of Basel III, Dodd-Franks and the Future of Financial Advice reforms ...

IQPC conference tackles operational risk

MARK SMITH  |  MONDAY, 15 OCT 2012
The IQPC Financial Services Operational Risk and Compliance conference in early December is designed to help advisers assess risk, get the most from their budget and develop strategies to overcome the challenges posed by regulatory change. Recent scandals ...

NZ Superannuation completes five new hires

LINDA HAUSKEN  |  WEDNESDAY, 19 SEP 2012
... has also appointed David Sara to the position of general manager operations, responsible for IT, portfolio risk and compliance, and investment operations. Sara, who joined the Guardians in 2009 as head of corporate strategy, has substantial experience ...

Aust lags in financial job market

MELANIE TIMBRELL  |  TUESDAY, 17 JUL 2012
... buy-side firms opportunistically taking on bankers keen for a more stable environment, an increased focus on risk and compliance due to fluctuations in markets and changing regulation and off-shoring roles to lower cost destinations within APAC. The ...

Instos increase alternative allocations

MELANIE TIMBRELL  |  THURSDAY, 24 MAY 2012
... that many of the more traditional hedge fund providers don't have - principally, a really well constructed risk and compliance environment and a high level of transparency about risk taking and position taking within the strategy." Wilson believes the ...

Praemium board restructure

CLAIRE MCGREAL  |  WEDNESDAY, 21 MAR 2012
... year, having served on the board for the last four years. Most recently Bryson was chair of Praemium's audit, risk and compliance committee and was also chair of the risk committee. Praemium told the ASX that both Stammer and Bryson feel its time to ...

PIS names new risk manager

ELISE BURGESS  |  THURSDAY, 15 MAR 2012
... compliance and business outcomes," said Walther. Quine has a particular focus on implementing robust and responsive risk and compliance frameworks, increasing the business value proposition and delivering continuous improvement processes. PIS in currently ...

APRA accepts EU from former Trio director

CLAIRE MCGREAL  |  FRIDAY, 4 NOV 2011
... non-executive director of Trio from June 2007 until it collapsed in December 2009, as well as a member of the Risk and Compliance Committee for two years and a chair of the committee on and off over a period of a year. APRA's concerns included that Trio ...

Bell recruits Bloomberg for risk and compliance

MATT WOODINGTON  |  WEDNESDAY, 14 SEP 2011
Bell Asset Management has implemented Bloomberg's Asset & Investment Manager's third party risk, performance and compliance packages in an upgrade to its portfolio management system. Bloomberg's Asset & Investment Manager (AIM) order management system ...

PFS consultants take equity stakes

MATT WOODINGTON  |  THURSDAY, 11 AUG 2011
... providing strategic advice to industry associations and professional bodies. Knight advises clients on governance, risk and compliance matters as well as performance evaluations of super trustee boards.