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Showing 211 - 220 of 311 results for "Risk and compliance"

Risk and compliance expertise in demand

KARREN VERGARA  |  WEDNESDAY, 4 JUL 2018
Risk and compliance officers and in-house corporate lawyers are highly in-demand talent thanks to the Royal Commission, which has helped boost the professionals' pay grade well above the national average. This is based on a Robert Walters wage analysis ...

CBA restructures executive leadership

JAMIE WILLIAMSON  |  MONDAY, 25 JUN 2018
... is former ANZ chief risk officer Nigel Williams. He will focus on improving CBA's credit risk, operational risk and compliance in what the bank described as a critical time. Williams left ANZ in March after 15 years, having also previously served as ...

IOOF boosts adviser compliance support

KARREN VERGARA  |  TUESDAY, 19 JUN 2018
... requirements. IOOF Alliances aims to help its network of self-licensed advice businesses manage governance, risk and compliance affairs efficiently and ultimately improve the quality and accessibility of financial advice. The partnership will give advisers ...

MGP to expand super solutions, director resigns

KARREN VERGARA  |  THURSDAY, 10 MAY 2018
... Industries Superannuation Scheme (EISS) since 2012. He joined MGP in 2016, tasked with chairing the audit, risk and compliance committee. Executive chair Don Sharp thanked Hutchison for his contribution and guidance to the company. The board of directors ...

ANZ culls sales incentives for planners

KANIKA SOOD  |  MONDAY, 7 MAY 2018
... has removed all sales incentives for bonuses and will now only asses performance on customer satisfaction, risk and compliance standards and ANZ values. To keep its adviser pool clean of inappropriate planners, ANZ is promising to boot out planners if ...

ROYAL COMMISSION: Top stories

JAMIE WILLIAMSON  |  FRIDAY, 20 APR 2018
... to charge ongoing service fees to clients that had died. Referring to a document from a December 2015 CBA risk and compliance committee meeting, Senior Counsel Assisting Michael Hodge outlined three instances including one in which a client had passed ...

Dead advice clients slugged ongoing service fees

JAMIE WILLIAMSON  |  THURSDAY, 19 APR 2018
... to charge ongoing service fees to clients that had died. Referring to a document from a December 2015 CBA risk and compliance committee meeting, Senior Counsel Assisting Michael Hodge told the Commission of an instance in which service fees were charged ...

Geoff Wilson appointed to 8IP board

KANIKA SOOD  |  WEDNESDAY, 11 APR 2018
... currently a member of PIMCO Australia's compliance committee. He is also a non-executive director and chair of the risk and compliance committee at payment platform Indue. Burns has acted as chief executive risk at AXA Australia, chief executive at EquipSuper ...

Australian Ethical Investment executive departs

JAMIE WILLIAMSON  |  MONDAY, 5 MAR 2018
... services to APRA and ASIC regulated entities. ST Consult was founded by former Australian Ethical Investment risk and compliance manager Simone Thompson in 2017.

Equipsuper appoints head of risk

KARREN VERGARA  |  FRIDAY, 2 MAR 2018
... and risk Natalie Alford, responsible for risk reporting to the chief executive, the board, and the audit, risk and compliance committee. She will also support the on-going development of Equip's risk management framework and would promote, oversee and ...