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Showing 91 - 100 of 311 results for "Risk and compliance"

First Sentier hires chief risk officer

CASSANDRA BALDINI  |  MONDAY, 9 JAN 2023
... almost six years at Aegon Asset Management (Aegon). Most recently at Aegon she held the role global chief risk and compliance officer and was responsible for leading a team of 85 across Europe, Asia and the US while overseeing portfolio risk management ...

Mercer recruits from Hostplus

CASSANDRA BALDINI  |  THURSDAY, 17 NOV 2022
Mercer appointed its new chief risk and compliance officer in the Pacific region, Norlena Brouwer, who joins from Hostplus' executive team. She will commence the role in February next year and be responsible for delivering the firm's strategic priorities ...

Aware Super director wins Trustee of the Year

CHLOE WALKER  |  TUESDAY, 6 SEP 2022
... Year Award. Ramwell joined the super fund's board in 2019 and is the chair of Aware Super's audit, risk and compliance committee and a member of its investment committee and direct assets committee. She has over 25 years' experience in superannuation ...

Hostplus expands Industry Fund Services mandate

JAMIE WILLIAMSON  |  MONDAY, 29 AUG 2022
... thorough and applied knowledge of Hostplus' advice model," Watson said. "IFS also has well-considered and applied risk and compliance competencies, and its shared vision and support for many of our key strategic advice objectives will assist in delivering ...

MSC Trustees adds to board

JAMIE WILLIAMSON  |  MONDAY, 15 AUG 2022
... in-house roles at Future Super, Qualitas, K2 Asset Management and IFM Investors. She has previously held senior risk and compliance roles at a range of listed and unlisted trustees. Meanwhile, O'Connell brings more than 30 years' experience across life ...

New chief executive at Industry Fund Services

JAMIE WILLIAMSON  |  FRIDAY, 8 JUL 2022
... and chief operating officer. It's a promotion for Baranyai, who was previously executive manager of legal, risk and compliance and company secretary. "With the significant structural and regulatory changes experienced in the industry over the past four ...

ASIC takes Lanterne Fund Services to court

ANDREW MCKEAN  |  THURSDAY, 7 JUL 2022
... all wholesale licensees to reduce risk by ensuring their businesses develop, implement and maintain robust risk and compliance procedures," Court added. She concluded: "As today's action demonstrates, when ASIC sees a business it considers to have ...

CareSuper grows leadership team

JAMIE WILLIAMSON  |  WEDNESDAY, 29 JUN 2022
... AustralianSuper as head of internal audit. Nguyen, who has been acting in the role since Ray's departure, oversees the risk and compliance team and will manage CareSuper's relationship with regulators. Before joining CareSuper in October 2021, Nguyen ...

Foresters appoints chief risk officer

ANDREW MCKEAN  |  THURSDAY, 19 MAY 2022
... said: "Greg is a proven performer with a solid track record. His experience spans leading the governance, risk and compliance functions, as well as overseeing an in-house administration and call centre operation, a financial advice business, and a commercial ...

Breach reporting regime a distraction: Report

JAMIE WILLIAMSON  |  TUESDAY, 3 MAY 2022
... were introduced on 1 October 2021. Surveying 168 respondents from financial services, including regulatory, risk and compliance leaders, the research found 67% of respondents believe the obligations are distracting or diverting resources away from other ...