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Showing 41 - 50 of 306 results for "Risk and compliance"

Global X recruits key executives

ELIZABETH FRY  |  THURSDAY, 8 MAY 2025
... lead, Steven Romei, has a strong track record in scaling operational frameworks, including product operations, risk and compliance and change management. Romei joins from State Street Global Advisors, where he held the role of Head of Product Oversight ...

LGT Crestone poaches CRO from Challenger

ELIZABETH FRY  |  THURSDAY, 24 APR 2025
... Management has nabbed a top risk professional from Challenger Ltd. After seven years at Challenger in several risk and compliance roles, Karen James Lawson has stepped into the top risk role at LTG Crestone. Confirming the appointment, LGT Crestone said ...

GESB expands leadership team

JAMIE WILLIAMSON  |  MONDAY, 14 APR 2025
... including legal, secretariat and governance functions, information security, records and data management, risk and compliance, IT services, and people and culture. In a statement to Financial Standard, GESB said the creation of the new executive roles ...

New gig for Challenger's ESG specialist

ELIZABETH FRY  |  THURSDAY, 3 APR 2025
... particularly the management of ESG risks in their investment portfolios. O'Meara started her career as a risk and compliance analyst within the EY consulting practice before moving to the Pendal Group after three years. She joined Challenger as a ...

APRA hits ANZ with $1bn capital penalty

ELIZA BAVIN  |  THURSDAY, 3 APR 2025
... non-financial risk management practices and risk culture. These include weaknesses in the bank's operational risk and compliance management and a reactive risk culture. APRA said it has been taking measures, through reviews and engagements with ANZ ...

MSC appoints operating chief

ELIZABETH FRY  |  THURSDAY, 27 MAR 2025
... other recent appointments in the risk and legal teams at MSC, including Adam Swanwick as general manager of risk and compliance and Sheridan Handley as senior legal counsel. It also follows the consolidation of a group-wide operations team under the ...

TWC Invest makes risk, technology hires

MATTHEW WAI  |  MONDAY, 17 MAR 2025
TWC Invest has announced the appointments of a chief risk and compliance officer and a chief technology officer. TWC Invest said the appointees will support the firm's "differentiated lifecycle investment approach." Stephen Thompson has taken on ...

Super moves: VFMC, QIC, Prime Super

ELIZABETH FRY  |  THURSDAY, 13 FEB 2025
... relationship manager at the Chinatrust Commercial Bank. Meanwhile, Grace Ye has won the newly created senior risk and compliance analyst position at Prime Super as the fund continues to beef up its operational and enterprise risk and compliance. Ye joined ...

Magellan unveils refreshed leadership, investment team

JAMIE WILLIAMSON  |  THURSDAY, 30 JAN 2025
... experience gained across roles with Janus Henderson, Macquarie and KPMG. She replaces Marcia Venegas who was chief risk and compliance officer and resigned in November 2024. Meantime, the head of UK and EMEA distribution role has gone to Simon Barrett ...

Super moves: ART, QIC, Rest, CareSuper

ELIZABETH FRY  |  THURSDAY, 23 JAN 2025
... construction and strategy, private markets and listed assets teams. He was appointed senior manager of operational risk and compliance in the investment management team two years ago after being hired from Deloitte. Foo was a director at Deloitte Consulting ...