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Showing 1 - 10 of 30 results for "Financial Advisers Register"

Single disciplinary body consultation opens

KARREN VERGARA  |  FRIDAY, 6 AUG 2021
... the types of administrative sanctions made against a financial adviser that must be included on the Financial Advisers Register. There were mixed responses from critics. "As part of the consultation on the exposure draft legislation for the single disciplinary ...

Financial Masterplan advisers banned

ANNABELLE DICKSON  |  TUESDAY, 3 AUG 2021
... recommended products were also found to be misleading. Both adviser's bans have been recorded on ASIC's Financial Advisers Register and the Banned and Disqualified Persons Register.

FS Power50 nominations open

ELIZABETH MCARTHUR  |  TUESDAY, 6 JUL 2021
Nominations have opened for the FS Power50, Financial Standard 's annual list of the 50 most influential financial advisers in Australia. Those hoping to nominate themselves and/or financial advisers they admire have until August 9. Now in its eighth ...

Better Advice regulations hit parliament

KARREN VERGARA  |  FRIDAY, 25 JUN 2021
... which takes effect after 1 January 2022, will see advisers apply to ASIC so they are recorded in the Financial Advisers Register. Stage two coincides with the Australian Taxation Office's newly proposed Australian Business Registry Service, which ...

Former adviser hit with three-year ban

KARREN VERGARA  |  FRIDAY, 4 JUN 2021
... Administrative Appeals Tribunal to review ASIC's decision. His banning has been recorded on ASIC's Financial Advisers Register.

ASIC bans Theta managing director

KARREN VERGARA  |  MONDAY, 17 MAY 2021
... compensation of amount of just $118,957.60 for the victims. Marie's banning is recorded on ASIC's Financial Advisers Register and the Banned and Disqualified Persons Register.

FS Power50: Vote now

STAFF WRITER  |  TUESDAY, 25 AUG 2020
Voting has opened for the 2020 FS Power50, recognising the most influential financial advisers in Australia. This year, Financial Standard received more than 170 nominations for the FS Power50 and the voting process has now launched. "The FS Power 50 ...

FASEA schedules remaining 2020 exam dates

ALLY SELBY  |  FRIDAY, 19 JUN 2020
... 10,250 advisers have already sat the exam, it said, with 55% of advisers registered on ASIC's Financial Advisers Register having already sat the exam or registering to do so.

Advice industry compresses

ELIZABETH MCARTHUR  |  TUESDAY, 11 FEB 2020
New Rainmaker research reveals the financial advice industry in Australia is in a state of compression - as advisers leave in significant numbers and licensees are squeezed. The number of registered financial advisers decreased 15% last calendar year ...

Integration of super advice business completes

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 DEC 2019
... was an administrative action as StatePlus is brought in-house at the fund. "The changes to the ASIC Financial Advisers Register will, when completed, reflect our integration of StatePlus into First State Super," a First State Super spokesperson told ...
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