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Showing 21 - 30 of 76 results for "Financial Advisers Register"

ASIC alerts licensees to experienced pathway deadlines

ANDREW MCKEAN | WEDNESDAY, 26 JUN 2024

... the qualifications standard and the professional year standard by making a written declaration. The Financial Advisers Register will not display whether a financial adviser is relying on the experienced provider pathway.

Fiducian welcomes two practices

KARREN VERGARA | FRIDAY, 14 JUN 2024

... Fiducian has 92 advisers operating under its AFSL, according to a recent Rainmaker analysis of the ASIC Financial Advisers Register. At the end of January, Fiducian had more than $3 billion in funds under administration. Fiducian recently appointed Citi ...

ASIC slams funds' serious deficiencies over advice fee charges

JAMIE WILLIAMSON | THURSDAY, 9 MAY 2024

... and conflicts of interest. When it comes to monitoring them, ASIC found trustees' checks against the Financial Advisers Register varied from weekly to annually or were ad-hoc. "Trustees must be vigilant, as advisers with poor conduct, including those ...

ASIC chases 757 adviser registrations

KARREN VERGARA | FRIDAY, 9 FEB 2024

... their AFS Licensee. "ASIC encourages relevant providers to check their registration status on the Financial Advisers Register today to ensure that they are recorded as 'registered'," ASIC warned. "If they are not recorded as 'registered' ...

Adviser registration deadline moves to February 16

KARREN VERGARA | FRIDAY, 19 JAN 2024

... to do so as soon as possible." This obligation is separate to the requirement to be listed on the Financial Advisers Register. Kirkland urged AFSLs that have not done so to register their relevant providers via ASIC Connect.

Advisers urged to check ASIC registration status

JAMIE WILLIAMSON | THURSDAY, 18 JAN 2024

... retail clients from next month. This obligation is separate to the requirement to be listed on the Financial Advisers Register. While all advisers registered with the Tax Practitioners Board (TPB) as at 1 January 2022 and have no changed licensee are ...

FSCP issues another registration prohibition order

KARREN VERGARA | WEDNESDAY, 13 DEC 2023

... disclose the names of advisers under investigation unless the outcome is required to be displayed on the Financial Advisers Register.

FSCP serves up registration prohibition order

KARREN VERGARA | MONDAY, 11 DEC 2023

... disclose the names of advisers under investigation unless the outcome is required to be displayed on the Financial Advisers Register.

ASIC updates qualified tax relevant provider definition

KARREN VERGARA | TUESDAY, 7 NOV 2023

... specific courses, according to ASIC. The corporate regulator said it made a one-off update to the Financial Advisers Register on November 3 to record that individuals who are both a relevant provider and a registered tax agent on 20 September 2023 can ...

Adviser registration deadline extended again

KARREN VERGARA | WEDNESDAY, 20 SEP 2023

... requirements to 1 February 2024. Advisers previously had until October 1 to register on ASIC's Financial Advisers Register. The original deadline date was set for 1 January 2023. Advisers who provide personal advice to retail clients on relevant ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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