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Showing 1 - 10 of 34 results for "Financial Advisers Register"

Fiducian adds $38m FUA to network

KARREN VERGARA  |  FRIDAY, 8 OCT 2021
... to disclose the names of advisers that join its network. According to Rainmaker's analysis of ASIC Financial Advisers Register, Fiducian currently has 78 authorised representatives, spread across New South Wales (34), Victoria (18), Tasmania (10), Queensland ...

ASIC clarifies adviser exam obligations

KARREN VERGARA  |  THURSDAY, 23 SEP 2021
... example, and adviser who takes a 12-month break from the industry, starting on 1 May 2021, ceases on the Financial Advisers Register to be a relevant provider voluntarily from 1 May 2021. From 31 December 2021, this advisers is deemed as an existing ...

More advisers switching practices

KARREN VERGARA  |  TUESDAY, 21 SEP 2021
... movement of financial advisers across AFS licences (AFSLs) and financial advice practices using the ASIC Financial Advisers Register. "With adviser numbers fluctuating by around 7000, over 25%, in the past three years, the adviser movements pipeline ...

Hume puts finfluencer followers on notice

KARREN VERGARA  |  TUESDAY, 21 SEP 2021
... crucial a crucial signal of quality to consumers", she said. "That's why we need an up-to-date financial advisers register that consumers can access, and that they are aware of so that consumers can check if their advisor is registered. It's ...

Single disciplinary body consultation opens

KARREN VERGARA  |  FRIDAY, 6 AUG 2021
... the types of administrative sanctions made against a financial adviser that must be included on the Financial Advisers Register. There were mixed responses from critics. "As part of the consultation on the exposure draft legislation for the single disciplinary ...

Financial Masterplan advisers banned

ANNABELLE DICKSON  |  TUESDAY, 3 AUG 2021
... recommended products were also found to be misleading. Both adviser's bans have been recorded on ASIC's Financial Advisers Register and the Banned and Disqualified Persons Register.

FS Power50 nominations open

ELIZABETH MCARTHUR  |  TUESDAY, 6 JUL 2021
Nominations have opened for the FS Power50, Financial Standard 's annual list of the 50 most influential financial advisers in Australia. Those hoping to nominate themselves and/or financial advisers they admire have until August 9. Now in its eighth ...

Better Advice regulations hit parliament

KARREN VERGARA  |  FRIDAY, 25 JUN 2021
... which takes effect after 1 January 2022, will see advisers apply to ASIC so they are recorded in the Financial Advisers Register. Stage two coincides with the Australian Taxation Office's newly proposed Australian Business Registry Service, which ...

Former adviser hit with three-year ban

KARREN VERGARA  |  FRIDAY, 4 JUN 2021
... Administrative Appeals Tribunal to review ASIC's decision. His banning has been recorded on ASIC's Financial Advisers Register.

ASIC bans Theta managing director

KARREN VERGARA  |  MONDAY, 17 MAY 2021
... compensation of amount of just $118,957.60 for the victims. Marie's banning is recorded on ASIC's Financial Advisers Register and the Banned and Disqualified Persons Register.
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