Search Results | Showing 41 - 50 of 53 results for "Financial Advisers Register" |
| | | ... not suggest Khan engaged in unethical conduct at these firms. Khan's ban will be recorded on ASIC's Financial Advisers Register. He has appealed to the Administrative Appeals Tribunal for a review and stay of the regulator's decision. Last week, ASIC ... |
| | | | ... what had happened to the funds, with ASIC labelling his conduct dishonest. Smith is listed on ASIC's Financial Advisers Register as a member of the Financial Planning Association of Australia, having attained his Certified Financial Planner qualification ... |
| | | | ... were also screened to ensure they are all licensed to provide personal advice based on the ASIC FAR (Financial Advisers Register), have met minimum professional educational standards, and are members of at least one industry association. The guide is ... |
| | | | Voting is now open for the 2017 Power50 list of Australia's most influential financial advisers. Last month Financial Standard received more than 600 nominations (including multiple nominations) on who should be recognised in the 50 Most Influential ... |
| | | | ... supervises. As of April 2015, about 22,000 financial advisers were registered on the ASIC and MoneySmart financial advisers register. For securities dealers, large securities exchange participants and large futures exchange participants, the graduated ... |
| | | | Adviser Ratings and a global insurance and risk management provider are launching an insurance policy aiming to protect advisers against cybercrime. Financial advisers registered on the Adviser Ratings platform will be eligible to take out cyber liability ... |
| | | | ... subscribers. At the time of the report's release, this represented only 38% of advisers on ASIC's Financial Advisers Register. In regards to remediation and compensation, ASIC said institutions had paid out $30 million in total by 31 December 2016. This ... |
| | | | ... clients, ASIC has suggested they are charged a levy based on the number of advisers registered on the Financial Advisers Register (FAR). Under the proposal licensees would pay $960 per number of advisers listed on the FAR. AFS Licensees who provide personal ... |
| | | | ASIC has updated the Financial Advisers Register to include qualifications, training and professional association memberships. Announcing the changes, ASIC deputy chair Peter Kell said: "We want consumers to be able to make an informed decision in their ... |
| | | | The deadline for applications to ASIC's financial advisers register is tomorrow. As reported in Financial Standard, planners are required to be registered (by their licensees) in ASIC's database by May 30, although late appointments will be accepted. ... |
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